Form 4 for CAPS Capstone Holding Corp.
Accepted 2026-08-11 20:19:08 ET · period of report 2025-03-07 · accession 0001437749-26-027117 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2026-08-11 20:19 | 2025-03-07 | CAPS | Strout Gordon Lewis Jr | Dir | J - Other | — | +822.1K | 822.1K | New | — |
| 2026-08-11 20:19 | 2025-03-07 | CAPS | Strout Gordon Lewis Jr | Dir | P - Purchase | $4.00 | +41.5K | 41.5K | New | +$166.0K | |
| M | 2026-08-11 20:19 | 2026-03-30+ | CAPS | Strout Gordon Lewis Jr | Dir | A - Grant | — | +500.3K | 541.8K | +1,206% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-07 | J | A | 822,128 | — | 822,128 | I By Gordon Rocks, Inc. | — | — | (F1) On March 7, 2025, pursuant to a Master Exchange Agreement entered into among the Issuer, its operating subsidiary, TotalStone, LLC ("TotalStone"), and TotalStone's Class B and Class C Members, all of the Preferred Interests in TotalStone previously owned by the Reporting Person were exchanged for 822,128 shares of the Issuer's Common Stock. |
| 2 | Common | Common Stock | 2025-03-07 | P | A | 41,500 | $4.00 | 41,500 | D | — | — | |
| 3 | Common | Common Stock | 2026-03-30 | A | A | 142,500 | — | 184,000 | D | — | — | (F2) THE REPORTED SHARES ARE UNVESTED RESTRICTED STOCK AND MAY NOT BE SOLD, TRANSFERRED OR PLEDGED. Including 142,500 and 357,810 shares of common stock granted to the Reporting Person on March 30, 2026 and August 7, 2026, respectively, as restricted stock awards, for no consideration, under the Capstone Holding Corp. 2025 Stock Incentive Plan, as amended. The restricted stock awards will vest in full only upon the Reporting Person's Separation Date, as defined in the Reporting Person's Master Restricted Stock Agreement. |
| 4 | Common | Common Stock | 2026-08-07 | A | A | 357,810 | — | 541,810 | D | — | — | (F2) THE REPORTED SHARES ARE UNVESTED RESTRICTED STOCK AND MAY NOT BE SOLD, TRANSFERRED OR PLEDGED. Including 142,500 and 357,810 shares of common stock granted to the Reporting Person on March 30, 2026 and August 7, 2026, respectively, as restricted stock awards, for no consideration, under the Capstone Holding Corp. 2025 Stock Incentive Plan, as amended. The restricted stock awards will vest in full only upon the Reporting Person's Separation Date, as defined in the Reporting Person's Master Restricted Stock Agreement. |