Form 4 for ETD ETHAN ALLEN INTERIORS INC
Accepted 2026-09-02 20:48:18 ET · period of report 2026-09-02 · accession 0001437749-26-029547 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| T | 2026-09-02 20:48 | 2026-09-02 | ETD | KATHWARI M FAROOQ | COB, Pres, CEO, Dir | S - Sale | $25.04 | -22.8K | 1.47M | -2% | -$571.2K |
| MTI | 2026-09-02 20:48 | 2026-09-02 | ETD | KATHWARI M FAROOQ | COB, Pres, CEO, Dir | S - Sale | $25.04 | -1,063 | 22.1K | -5% | -$26.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-09-02 | S | D | 22,811 | $25.04 | 1,465,530 | D | — | — | (F1) This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on September 2, 2026, 16,726 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. |
| 2 | Common | Common Stock | 2026-09-02 | S | D | 266 | $25.04 | 22,081 | I 2020 Trust FBO Kolhai Gibran Kathwari | — | — | (F1) This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on September 2, 2026, 16,726 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. |
| 3 | Common | Common Stock | 2026-09-02 | S | D | 266 | $25.04 | 22,081 | I 2020 Trust FBO Zavier Irfan Kathwari | — | — | (F1) This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on September 2, 2026, 16,726 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. |
| 4 | Common | Common Stock | 2026-09-02 | S | D | 265 | $25.04 | 22,077 | I 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari | — | — | (F1) This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on September 2, 2026, 16,726 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. |
| 5 | Common | Common Stock | 2026-09-02 | S | D | 266 | $25.04 | 22,081 | I 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari | — | — | (F1) This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on September 2, 2026, 16,726 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan. |