Form 4 for CATY CATHAY GENERAL BANCORP
Accepted 2026-09-10 16:32:42 ET · period of report 2026-09-08 · accession 0001437749-26-030083 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-09-10 16:32 | 2026-09-08 | CATY | Wang Albert Jen-Wen | EVP, CFO | M - OptEx | $0.00 | +4,012 | 4,012 | New | $0 |
| D | 2026-09-10 16:32 | 2026-09-08 | CATY | Wang Albert Jen-Wen | EVP, CFO | F - Tax | $61.86 | -1,294 | 2,718 | -32% | -$80.0K |
| D | 2026-09-10 16:32 | 2026-09-08 | CATY | Wang Albert Jen-Wen | EVP, CFO | M - OptEx | $0.00 | -4,012 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-09-08 | M | A | 4,012 | $0.00 | 4,012 | D | — | — | |
| 2 | Common | Common Stock | 2026-09-08 | F | D | 1,294 | $61.86 | 2,718 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2026-09-08 | M | D | 4,012 | $0.00 | 0 | D | — · — to — | 4,012 Common Stock | (F1) Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. (F2) The Reporting Person previously reported the award of 4,012 restricted stock units, on Form 4 filed June 30, 2026. All of the restricted stock units were vested on September 8, 2026. (F2) The Reporting Person previously reported the award of 4,012 restricted stock units, on Form 4 filed June 30, 2026. All of the restricted stock units were vested on September 8, 2026. |