InsiderTrades

Form 4 for HNNA HENNESSY ADVISORS INC

Accepted 2026-09-22 17:10:38 ET · period of report 2026-09-18 · accession 0001437749-26-030941 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
2026-09-22 17:10 2026-09-18 HNNA Knight ORiordan Lydia D Dir A - Grant $0.00 +5,600 26.9K +26% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2026-09-18 A A 5,600 $0.00 26,900 D — — (F1) Includes 5,600 shares of underlying stock units that will vest 25% per year beginning on September 18, 2027. (F1) Includes 5,600 shares of underlying stock units that will vest 25% per year beginning on September 18, 2027.