Form 4 for HNNA HENNESSY ADVISORS INC
Accepted 2026-09-22 17:35:07 ET · period of report 2026-09-18 · accession 0001437749-26-030958 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-09-22 17:35 | 2026-09-18 | HNNA | STEADMAN DANIEL B | Executive VP, Advisory Committee Member | A - Grant | $0.00 | +9,400 | 46.0K | +26% | $0 | |
| 2026-09-22 17:35 | 2026-09-18 | HNNA | STEADMAN DANIEL B | Executive VP, Advisory Committee Member | F - Tax | $10.38 | -3,206 | 42.8K | -7% | -$33.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-09-18 | A | A | 9,400 | $0.00 | 45,974 | D | — | — | (F1) Includes 9,400 shares of underlying stock units that will vest 25% per year beginning on September 18, 2027. (F1) Includes 9,400 shares of underlying stock units that will vest 25% per year beginning on September 18, 2027. |
| 2 | Common | Common Stock | 2026-09-18 | F | D | 3,206 | $10.38 | 42,768 | D | — | — |