Form 4 for HNNA HENNESSY ADVISORS INC
Accepted 2026-09-22 17:46:23 ET · period of report 2026-09-18 · accession 0001437749-26-030963 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2026-09-22 17:46 | 2026-09-18 | HNNA | HENNESSY NEIL J | CEO, Dir, 10% | A - Grant | $0.00 | +19.7K | 2.08M | +1.0% | $0 |
| I | 2026-09-22 17:46 | 2026-09-18 | HNNA | HENNESSY NEIL J | CEO, Dir, 10% | F - Tax | $10.38 | -9,520 | 2.07M | -0.5% | -$98.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-09-18 | A | A | 19,700 | $0.00 | 2,080,811.50 | I By Trust | — | — | (F1) Includes 19,700 shares of underlying stock units that will vest 25% per year beginning on September 18, 2027. (F1) Includes 19,700 shares of underlying stock units that will vest 25% per year beginning on September 18, 2027. |
| 2 | Common | Common Stock | 2026-09-18 | F | D | 9,520.50 | $10.38 | 2,071,291 | I By Trust | — | — |