Form 4 for CCB COASTAL FINANCIAL CORP
Accepted 2023-03-02 00:00:00 ET · period of report 2023-03-02 · accession 0001437958-23-000030 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-02 | 2023-03-02 | CCB | DICKSON JOHN J | COO | M - OptEx | $9.12 | +2,250 | 31.3K | +8% | +$20.5K |
| D | 2023-03-02 | 2023-03-02 | CCB | DICKSON JOHN J | COO | G - Gift | $45.30 | -1,500 | 31.6K | -5% | -$68.0K |
| DM | 2023-03-02 | 2023-03-02 | CCB | DICKSON JOHN J | COO | M - OptEx | $0.00 | -2,250 | 2,000 | -53% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-02 | M | A | 650 | $14.91 | 33,149 | D | — | — | (F1) Includes 6,671 time-based restricted stock units (RSUs) pursuant to the Coastal Financial Corporation 2018 Omnibus Incentive Plan: 2,603 RSUs vest in seven approximately equal remaining installments; 2,435 RSUs vest in three approximately equal remaining installments; and 1,633 RSUs vest in three approximately equal installments. Each RSU represents the right to receive one share of common stock upon vesting. |
| 2 | Common | Common Stock | 2023-03-02 | M | A | 400 | $7.10 | 32,499 | D | — | — | (F1) Includes 6,671 time-based restricted stock units (RSUs) pursuant to the Coastal Financial Corporation 2018 Omnibus Incentive Plan: 2,603 RSUs vest in seven approximately equal remaining installments; 2,435 RSUs vest in three approximately equal remaining installments; and 1,633 RSUs vest in three approximately equal installments. Each RSU represents the right to receive one share of common stock upon vesting. |
| 3 | Common | Common Stock | 2023-03-02 | M | A | 400 | $6.50 | 32,099 | D | — | — | (F1) Includes 6,671 time-based restricted stock units (RSUs) pursuant to the Coastal Financial Corporation 2018 Omnibus Incentive Plan: 2,603 RSUs vest in seven approximately equal remaining installments; 2,435 RSUs vest in three approximately equal remaining installments; and 1,633 RSUs vest in three approximately equal installments. Each RSU represents the right to receive one share of common stock upon vesting. |
| 4 | Common | Common Stock | 2023-03-02 | M | A | 400 | $6.25 | 31,699 | D | — | — | (F1) Includes 6,671 time-based restricted stock units (RSUs) pursuant to the Coastal Financial Corporation 2018 Omnibus Incentive Plan: 2,603 RSUs vest in seven approximately equal remaining installments; 2,435 RSUs vest in three approximately equal remaining installments; and 1,633 RSUs vest in three approximately equal installments. Each RSU represents the right to receive one share of common stock upon vesting. |
| 5 | Common | Common Stock | 2023-03-02 | M | A | 400 | $7.20 | 31,299 | D | — | — | (F1) Includes 6,671 time-based restricted stock units (RSUs) pursuant to the Coastal Financial Corporation 2018 Omnibus Incentive Plan: 2,603 RSUs vest in seven approximately equal remaining installments; 2,435 RSUs vest in three approximately equal remaining installments; and 1,633 RSUs vest in three approximately equal installments. Each RSU represents the right to receive one share of common stock upon vesting. |
| 6 | Common | Common Stock | 2023-03-02 | G | D | 1,500 | $45.30 | 31,649 | D | — | — | (F1) Includes 6,671 time-based restricted stock units (RSUs) pursuant to the Coastal Financial Corporation 2018 Omnibus Incentive Plan: 2,603 RSUs vest in seven approximately equal remaining installments; 2,435 RSUs vest in three approximately equal remaining installments; and 1,633 RSUs vest in three approximately equal installments. Each RSU represents the right to receive one share of common stock upon vesting. |
| 7 | Derivative | Stock Options | 2023-03-02 | M | D | 650 | $0.00 | 3,900 | D | $14.91 · 2020-01-22 to 2029-01-22 | 650 Common Stock | (F6) Stock options granted pursuant to the Coastal Financial Corporation 2018 Omnibus Incentive Plan vest in ten approximately equal installments commencing on January 22, 2020. |
| 8 | Derivative | Stock Options | 2023-03-02 | M | D | 400 | $0.00 | 1,600 | D | $6.50 · 2018-01-26 to 2027-01-26 | 400 Common Stock | (F4) Stock options granted pursuant to the Coastal Financial Corporation 2006 Stock Option and Equity Plan vest in ten approximately equal installments commencing on January 26, 2018. |
| 9 | Derivative | Stock Options | 2023-03-02 | M | D | 400 | $0.00 | 1,200 | D | $6.25 · 2017-02-24 to 2026-02-25 | 400 Common Stock | (F3) Stock options granted pursuant to the Coastal Financial Corp 2006 Stock Options and Equity Plan vest in ten approximately equal installments commencing on February 24, 2017. |
| 10 | Derivative | Stock Options | 2023-03-02 | M | D | 400 | $0.00 | 1,200 | D | $7.20 · 2016-07-01 to 2025-07-01 | 400 Common Stock | (F2) Stock options granted pursuant to the Coastal Financial Corp 2006 Stock Options and Equity Plan vest in ten approximately equal installments commencing on July 1, 2016. |
| 11 | Derivative | Stock Options | 2023-03-02 | M | D | 400 | $0.00 | 2,000 | D | $7.10 · 2019-01-22 to 2028-01-22 | 400 Common Stock | (F5) Stock options granted pursuant to the Coastal Financial Corp 2006 Stock Options and Equity Plan vest in ten approximately equal installments commencing on January 22, 2019. |