Form 4 for CCB COASTAL FINANCIAL CORP
Accepted 2023-03-14 00:00:00 ET · period of report 2023-03-14 · accession 0001437958-23-000038 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-14 | 2023-03-14 | CCB | EDWARDS JOEL G | CFO | M - OptEx | $6.55 | +2,800 | 51.1K | +6% | +$18.3K |
| DM | 2023-03-14 | 2023-03-14 | CCB | EDWARDS JOEL G | CFO | M - OptEx | $6.55 | -2,800 | 1,800 | -61% | -$18.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-14 | M | A | 1,200 | $6.25 | 52,333 | D | — | — | (F1) Includes 13,359 time-based restricted stock units (RSUs) pursuant to the Coastal Financial Corporation 2018 Omnibus Incentive Plan. 3,137 RSUs vest in seven approximately equal remaining installments; 3,707 RSUs vest in three approximately equal remaining installments; 2,402 RSUs vest in approximately three equal installments; and 4,113 shares vest in four approximately equal installments. Each restricted stock unit represents the right to receive one share of common stock upon vesting. |
| 2 | Common | Common Stock | 2023-03-14 | M | A | 400 | $5.50 | 49,933 | D | — | — | (F1) Includes 13,359 time-based restricted stock units (RSUs) pursuant to the Coastal Financial Corporation 2018 Omnibus Incentive Plan. 3,137 RSUs vest in seven approximately equal remaining installments; 3,707 RSUs vest in three approximately equal remaining installments; 2,402 RSUs vest in approximately three equal installments; and 4,113 shares vest in four approximately equal installments. Each restricted stock unit represents the right to receive one share of common stock upon vesting. |
| 3 | Common | Common Stock | 2023-03-14 | M | A | 1,200 | $7.20 | 51,133 | D | — | — | (F1) Includes 13,359 time-based restricted stock units (RSUs) pursuant to the Coastal Financial Corporation 2018 Omnibus Incentive Plan. 3,137 RSUs vest in seven approximately equal remaining installments; 3,707 RSUs vest in three approximately equal remaining installments; 2,402 RSUs vest in approximately three equal installments; and 4,113 shares vest in four approximately equal installments. Each restricted stock unit represents the right to receive one share of common stock upon vesting. |
| 4 | Derivative | Stock Options | 2023-03-14 | M | D | 400 | $5.50 | 800 | D | $5.50 · 2015-03-18 to 2024-03-18 | 400 Common Stock | (F2) Stock options granted pursuant to the Coastal Financial Corp. 2006 Stock Option and Equity Compensation Plan vest in ten approximately equal installments commencing on March 18, 2015. |
| 5 | Derivative | Stock Options | 2023-03-14 | M | D | 1,200 | $6.25 | 1,800 | D | $6.25 · 2017-02-24 to 2026-02-24 | 1,200 Common Stock | (F4) Stock options granted pursuant to the Coastal Financial Corp. 2006 Stock Option and Equity Compensation Plan vest in ten approximately equal installments commencing on February 24, 2017. |
| 6 | Derivative | Stock Options | 2023-03-14 | M | D | 1,200 | $7.20 | 1,800 | D | $7.20 · 2016-07-01 to 2025-07-01 | 1,200 Common Stock | (F3) Stock options granted pursuant to the Coastal Financial Corp. 2006 Stock Option and Equity Compensation Plan vest in ten approximately equal installments commencing on July 1, 2016. |