Form 4 for TNDM TANDEM DIABETES CARE INC
Accepted 2023-08-17 00:00:00 ET · period of report 2023-08-15 · accession 0001438133-23-000168 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-17 | 2023-08-15 | TNDM | Sheridan John F | Pres, CEO, Dir | M - OptEx | $0.00 | +3,029 | 23.2K | +15% | $0 |
| DM | 2023-08-17 | 2023-08-15 | TNDM | Sheridan John F | Pres, CEO, Dir | F - Tax | $28.88 | -1,048 | 23.0K | -4% | -$30.3K |
| DM | 2023-08-17 | 2023-08-15 | TNDM | Sheridan John F | Pres, CEO, Dir | M - OptEx | $0.00 | -3,029 | 5,547 | -35% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-15 | M | A | 2,237 | $0.00 | 25,199 | D | — | — | |
| 2 | Common | Common Stock | 2023-08-15 | F | D | 774 | $28.88 | 24,425 | D | — | — | |
| 3 | Common | Common Stock | 2023-08-15 | F | D | 274 | $28.88 | 22,962 | D | — | — | |
| 4 | Common | Common Stock | 2023-08-15 | M | A | 792 | $0.00 | 23,236 | D | — | — | |
| 5 | Derivative | Restricted Stock Unit | 2023-08-15 | M | D | 2,237 | $0.00 | 15,654 | D | — · — to — | 2,237 Common Stock | (F5) Awarded on May 25, 2022 pursuant to the 2013 Plan, as amended, and the agreements related thereto. (F3) Each RSU represents a contingent right to receive either one share of common stock of the Issuer or cash in lieu thereof, at the Issuer's discretion, in accordance with the terms of the 2013 Plan. (F6) RSU vest as to thirty-three percent (33%) of the total number of shares subject to the RSU on the 15th day of the month that corresponds to the anniversary of the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter, subject to the terms of the 2013 Plan. |
| 6 | Derivative | Restricted Stock Unit | 2023-08-15 | M | D | 792 | $0.00 | 5,547 | D | — · — to — | 792 Common Stock | (F2) Awarded on May 18, 2021 pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan, as amended, and the agreements related thereto (the 2013 Plan). (F3) Each RSU represents a contingent right to receive either one share of common stock of the Issuer or cash in lieu thereof, at the Issuer's discretion, in accordance with the terms of the 2013 Plan. (F4) RSU vest as to twenty-five percent (25%) of the total number of shares subject to the RSU on 5/15/2022, and the remaining shares shall vest in twelve (12) equal quarterly installments thereafter. |