Form 4/A for ZWS Zurn Elkay Water Solutions Corp
Accepted 2021-10-12 00:00:00 ET · period of report 2021-10-05 · accession 0001439288-21-000209 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2021-10-12 | 2021-10-05+ | ZWS | BARTLETT MARK S. | Dir | A - Grant | — | +34.3K | 67.1K | +104% | — |
| DMA | 2021-10-12 | 2021-10-07 | ZWS | BARTLETT MARK S. | Dir | A - Grant | $0.00 | +34.2K | 21.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-05 | A | A | 3,934 | — | 36,772 | D | — | — | (F1) Restricted stock unit grant, which vested immediately, but is not paid out until six months after the Reporting Person's cessation of service as a director. |
| 2 | Common | Common Stock | 2021-10-07 | A | A | 30,353 | — | 67,125 | D | — | — | (F2) This amendment is being filed to correct an administrative error related to this share number as reported on the original Form 4. (F3) Represents an adjustment of outstanding RSUs pursuant to the terms of the Zurn Water Solutions Corporation Performance Incentive Plan (the "Plan") to reflect the impact of the issuer's spin-off of its PMC business, which closed on October 4, 2021 (the "Spin-Off"). |
| 3 | Derivative | Stock Option (right to buy) | 2021-10-07 | A | A | 11,637 | $0.00 | 22,887 | D | $9.44 · — to 2022-06-04 | 22,887 Common Stock | (F4) This is a previously-granted and outstanding option. Pursuant to the terms of the Plan, the number and the exercise price of outstanding options under the Plan were adjusted as reflected here to reflect the impact of the Spin-Off. (F5) Option fully vested. |
| 4 | Derivative | Stock Option (right to buy) | 2021-10-07 | A | A | 11,865 | $0.00 | 23,335 | D | $9.34 · — to 2023-05-23 | 23,335 Common Stock | (F4) This is a previously-granted and outstanding option. Pursuant to the terms of the Plan, the number and the exercise price of outstanding options under the Plan were adjusted as reflected here to reflect the impact of the Spin-Off. (F5) Option fully vested. |
| 5 | Derivative | Stock Option (right to buy) | 2021-10-07 | A | A | 10,675 | $0.00 | 20,995 | D | $14.41 · — to 2024-09-03 | 20,995 Common Stock | (F4) This is a previously-granted and outstanding option. Pursuant to the terms of the Plan, the number and the exercise price of outstanding options under the Plan were adjusted as reflected here to reflect the impact of the Spin-Off. (F2) This amendment is being filed to correct an administrative error related to this share number as reported on the original Form 4. (F5) Option fully vested. |