Form 4 for APPN APPIAN CORP
Accepted 2021-11-09 00:00:00 ET · period of report 2021-11-05 · accession 0001441683-21-000086 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-09 | 2021-11-05 | APPN | Winters Christopher | GC | M - OptEx | $0.00 | +12.3K | 39.3K | +45% | $0 |
| DM | 2021-11-09 | 2021-11-08 | APPN | Winters Christopher | GC | S - Sale+OE | $96.85 | -4,005 | 35.3K | -10% | -$387.9K |
| DM | 2021-11-09 | 2021-11-05 | APPN | Winters Christopher | GC | M - OptEx | $0.00 | -12.3K | 10.0K | -55% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-05 | M | A | 12,261 | $0.00 | 39,302 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis. |
| 2 | Common | Class A Common Stock | 2021-11-08 | S | D | 213 | $92.65 | 39,089 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.49 to $92.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (3) - (8). |
| 3 | Common | Class A Common Stock | 2021-11-08 | S | D | 561 | $96.56 | 37,606 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.10 to $97.06, inclusive. |
| 4 | Common | Class A Common Stock | 2021-11-08 | S | D | 873 | $95.79 | 38,167 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.10 to $96.09, inclusive. |
| 5 | Common | Class A Common Stock | 2021-11-08 | S | D | 49 | $93.76 | 39,040 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.55 to $93.96, inclusive. |
| 6 | Common | Class A Common Stock | 2021-11-08 | S | D | 1,863 | $97.67 | 35,743 | D | — | — | (F7) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.10 to $98.09, inclusive. |
| 7 | Common | Class A Common Stock | 2021-11-08 | S | D | 446 | $98.18 | 35,297 | D | — | — | (F8) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.10 to $98.33, inclusive. |
| 8 | Derivative | Restricted Stock Unit | 2021-11-05 | M | D | 2,261 | $0.00 | 6,783 | D | — · — to — | 2,261 Class A Common Stock | (F9) Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer). (F11) The RSUs were granted on October 29, 2019, and vest in five (5) equal installments commencing on November 5, 2020, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date. |
| 9 | Derivative | Restricted Stock Unit | 2021-11-05 | M | D | 10,000 | $0.00 | 10,000 | D | — · — to — | 10,000 Class A Common Stock | (F9) Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer). (F10) The RSUs were granted on October 25, 2017, and vest in five (5) equal annual installments commencing on November 5, 2018, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date. |