Form 4 for APPN APPIAN CORP
Accepted 2022-05-11 00:00:00 ET · period of report 2022-05-10 · accession 0001441683-22-000054 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-05-11 | 2022-05-10 | APPN | Zamudio-Ramirez Pavel | Chief Customer Off | S - Sale+OE | $54.62 | -2,165 | 8,225 | -21% | -$118.3K |
| DM | 2022-05-11 | 2022-05-10 | APPN | Zamudio-Ramirez Pavel | Chief Customer Off | M - OptEx | $0.00 | +7,034 | 10.4K | +210% | $0 |
| DM | 2022-05-11 | 2022-05-10 | APPN | Zamudio-Ramirez Pavel | Chief Customer Off | M - OptEx | $0.00 | -7,034 | 1,764 | -80% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-05-10 | S | D | 2,165 | $54.62 | 8,225 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.46 to $54.70, inclusive. The Reporting Person undertakes to provide to Appian Corporation, any security holder of Appian Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Class A Common Stock | 2022-05-10 | M | A | 588 | $0.00 | 3,944 | D | — | — | (F1) Includes the following shares acquired under the Appian Corporation Employee Stock Purchase Plan: 104 shares on 2/7/22, 108 shares on 3/4/22, 84 shares on 4/5/22 and 109 shares on 5/4/22. |
| 3 | Common | Class A Common Stock | 2022-05-10 | M | A | 6,446 | $0.00 | 10,390 | D | — | — | |
| 4 | Derivative | Restricted Stock Unit | 2022-05-10 | M | D | 6,446 | $0.00 | 12,897 | D | — · — to — | 6,446 Class A Common Stock | (F4) Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis. (F6) The RSUs were granted on May 5, 2020. 6,446 vested on May 5, 2022, and 4,299 will vest on each of May 5, 2023, May 5, 2024 and May 5, 2025, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. |
| 5 | Derivative | Restricted Stock Unit | 2022-05-10 | M | D | 588 | $0.00 | 1,764 | D | — · — to — | 588 Class A Common Stock | (F4) Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis. (F5) The RSUs were granted on May 4, 2021 and vest in four equal annual installments commencing on May 5, 2022, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. |