Form 4 for APPN APPIAN CORP
Accepted 2022-05-11 00:00:00 ET · period of report 2022-05-10 · accession 0001441683-22-000055 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-05-11 | 2022-05-10 | APPN | Cross Eric Calvin | Chief Revenue Off | S - Sale+OE | $56.61 | -8,936 | 0 | -100% | -$505.9K |
| D | 2022-05-11 | 2022-05-10 | APPN | Cross Eric Calvin | Chief Revenue Off | M - OptEx | $0.00 | +8,936 | 8,936 | New | $0 |
| DM | 2022-05-11 | 2022-05-10 | APPN | Cross Eric Calvin | Chief Revenue Off | M - OptEx | $0.00 | -8,936 | 4,236 | -68% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-05-10 | S | D | 2,486 | $54.72 | 6,450 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.59 to $54.94, inclusive. The Reporting Person undertakes to provide to Appian Corporation, any security holder of Appian Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3). |
| 2 | Common | Class A Common Stock | 2022-05-10 | M | A | 8,936 | $0.00 | 8,936 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis. |
| 3 | Common | Class A Common Stock | 2022-05-10 | S | D | 6,450 | $57.34 | 0 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.34 to 57.46, inclusive. |
| 4 | Derivative | Restricted Stock Unit | 2022-05-10 | M | D | 7,524 | $0.00 | 10,748 | D | — · — to — | 7,524 Class A Common Stock | (F4) Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer). (F5) The RSUs were granted on 6/4/2020 and 7,524 of the RSUs vested on each of 5/5/2021 and 5/5/2022, 7,524 RSUs will vest on 5/5/2023, and 3,224 of the RSUs will vest on 5/5/2024, provided that the Reporting Person has provided continuous service to the Issuer through each vesting date. |
| 5 | Derivative | Restricted Stock Unit | 2022-05-10 | M | D | 1,412 | $0.00 | 4,236 | D | — · — to — | 1,412 Class A Common Stock | (F4) Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer). (F6) The RSUs were granted on 5/4/2021 and vest in four (4) equal annual installments commencing on 5/5/2022, provided that the Reporting Person has provided continuous service to the Issuer through each vesting date. |