Form 4 for APPN APPIAN CORP
Accepted 2022-11-10 00:00:00 ET · period of report 2022-11-08 · accession 0001441683-22-000108 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-10 | 2022-11-08 | APPN | Matheos Mark | CFO | M - OptEx | $0.00 | +1,151 | 1,151 | New | $0 |
| D | 2022-11-10 | 2022-11-08 | APPN | Matheos Mark | CFO | S - Sale+OE | $34.49 | -397 | 754 | -34% | -$13.7K |
| DM | 2022-11-10 | 2022-11-08 | APPN | Matheos Mark | CFO | M - OptEx | $0.00 | -1,151 | 2,262 | -34% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-11-08 | M | A | 20 | $0.00 | 20 | D | — | — | |
| 2 | Common | Class A Common Stock | 2022-11-08 | S | D | 397 | $34.49 | 754 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.48 to $34.62, inclusive. The Reporting Person undertakes to provide to Appian Corporation, any security holder of Appian Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Class A Common Stock | 2022-11-08 | M | A | 1,131 | $0.00 | 1,151 | D | — | — | |
| 4 | Derivative | Restricted Stock Unit | 2022-11-08 | M | D | 20 | $0.00 | 0 | D | — · — to — | 20 Class A Common Stock | (F3) Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis. (F4) The RSUs were granted on October 25, 2017 and vested on November 5, 2022 |
| 5 | Derivative | Restricted Stock Unit | 2022-11-08 | M | D | 1,131 | $0.00 | 2,262 | D | — · — to — | 1,131 Class A Common Stock | (F3) Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis. (F5) The RSUs were granted on October 29, 2019. 1,131 vested on November 5, 2022, and 1,131 will vest on each of November 5, 2023 and November 5, 2024, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. |