Form 4 for APPN APPIAN CORP
Accepted 2023-05-09 00:00:00 ET · period of report 2023-05-05 · accession 0001441683-23-000051 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-09 | 2023-05-05+ | APPN | Matheos Mark | CFO | M - OptEx | $0.00 | +13.3K | 19.8K | +205% | $0 |
| DM | 2023-05-09 | 2023-05-05+ | APPN | Matheos Mark | CFO | F - Tax | $35.09 | -3,994 | 16.8K | -19% | -$140.1K |
| DM | 2023-05-09 | 2023-05-05+ | APPN | Matheos Mark | CFO | M - OptEx | $0.00 | -13.3K | 7,812 | -63% | $0 |
| DM | 2023-05-09 | 2023-05-08 | APPN | Matheos Mark | CFO | A - Grant | $0.00 | +24.1K | 9,718 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-05-05 | M | A | 3,565 | $0.00 | 7,344 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis. |
| 2 | Common | Class A Common Stock | 2023-05-05 | F | D | 1,068 | $33.96 | 6,276 | D | — | — | |
| 3 | Common | Class A Common Stock | 2023-05-08 | M | A | 9,718 | $0.00 | 19,773 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis. |
| 4 | Common | Class A Common Stock | 2023-05-08 | F | D | 2,926 | $35.50 | 16,847 | D | — | — | |
| 5 | Derivative | Restricted Stock Unit | 2023-05-05 | M | D | 941 | $0.00 | 1,882 | D | — · — to — | 941 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer). (F3) The RSUs were granted on May 4, 2021, and vest in three equal annual installments on each of May 5, 2023, May 5, 2024, and May 5, 2025, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. |
| 6 | Derivative | Restricted Stock Unit | 2023-05-05 | M | D | 20 | $0.00 | 0 | D | — · — to — | 20 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer). (F4) The RSUs were granted on April 27, 2018, and vested on May 5, 2023. |
| 7 | Derivative | Restricted Stock Unit | 2023-05-08 | A | A | 14,368 | $0.00 | 14,368 | D | — · — to — | 14,368 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer). (F7) The RSUs were granted on May 8, 2023, and vest in four equal installments on each anniversary of May 5, 2023, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. |
| 8 | Derivative | Restricted Stock Unit | 2023-05-08 | A | A | 9,718 | $0.00 | 9,718 | D | — · — to — | 9,718 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer). (F6) The RSUs were granted on May 8, 2023, and vested immediately upon grant. |
| 9 | Derivative | Restricted Stock Unit | 2023-05-08 | M | D | 9,718 | $0.00 | 0 | D | — · — to — | 9,718 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer). (F6) The RSUs were granted on May 8, 2023, and vested immediately upon grant. |
| 10 | Derivative | Restricted Stock Unit | 2023-05-05 | M | D | 2,604 | $0.00 | 7,812 | D | — · — to — | 2,604 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer). (F5) The RSUs were granted on May 3, 2022, and vest in four equal annual installments on each of May 5, 2023, May 5, 2024, and May 5, 2025, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. |