Form 4 for APPN APPIAN CORP
Accepted 2023-05-09 00:00:00 ET · period of report 2023-05-05 · accession 0001441683-23-000055 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-09 | 2023-05-05 | APPN | Zamudio-Ramirez Pavel | Chief Customer Off | F - Tax | $33.96 | -1,694 | 12.2K | -12% | -$57.5K |
| DM | 2023-05-09 | 2023-05-05 | APPN | Zamudio-Ramirez Pavel | Chief Customer Off | M - OptEx | $0.00 | +4,887 | 13.9K | +54% | $0 |
| DM | 2023-05-09 | 2023-05-05 | APPN | Zamudio-Ramirez Pavel | Chief Customer Off | M - OptEx | $0.00 | -4,887 | 8,598 | -36% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-05-05 | F | D | 1,694 | $33.96 | 12,195 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-05-05 | M | A | 4,299 | $0.00 | 13,301 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis. (F2) Includes 136,129, 120 and 146 shares acquired on 2/1/23, 3/1/23, 4/3/23 and 5/323, respectively, under the Appian Corporation Employee Stock Purchase Plan. |
| 3 | Common | Class A Common Stock | 2023-05-05 | M | A | 588 | $0.00 | 13,889 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis. |
| 4 | Derivative | Restricted Stock Unit | 2023-05-05 | M | D | 588 | $0.00 | 1,176 | D | — · — to — | 588 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer). (F5) The RSUs were granted on May 4, 2021, and vest in four equal annual installments commencing on May 5, 2022, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. |
| 5 | Derivative | Restricted Stock Unit | 2023-05-05 | M | D | 4,299 | $0.00 | 8,598 | D | — · — to — | 4,299 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer). (F4) The RSUs were granted on May 5, 2020, and vest in three equal installments on each of May 5, 2023, May 5, 2024, and May 5, 2025, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. |