Form 4 for APPN APPIAN CORP
Accepted 2023-11-08 00:00:00 ET · period of report 2023-11-06 · accession 0001441683-23-000096 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-08 | 2023-11-06 | APPN | Lynch Mark Steven | Dir | M - OptEx | $0.00 | +4,598 | 42.9K | +12% | $0 |
| DM | 2023-11-08 | 2023-11-06 | APPN | Lynch Mark Steven | Dir | M - OptEx | $0.00 | -4,598 | 4,522 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-11-06 | M | A | 4,598 | $0.00 | 42,880 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Unit | 2023-11-06 | M | D | 76 | $0.00 | 0 | D | — · — to — | 76 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer). (F3) The RSUs were granted on October 19, 2018, and vested in five (5) equal annual installments commencing on November 5, 2019, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. |
| 3 | Derivative | Restricted Stock Unit | 2023-11-06 | M | D | 4,522 | $0.00 | 4,522 | D | — · — to — | 4,522 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer). (F4) The RSUs were granted on October 29, 2019 and vest in five (5) equal annual installments commencing on November 5, 2020, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date. |