Form 4 for APPN APPIAN CORP
Accepted 2024-11-07 00:00:00 ET · period of report 2024-11-05 · accession 0001441683-24-000108 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-07 | 2024-11-05 | APPN | Winters Christopher | GC | M - OptEx | $0.00 | +8,052 | 27.9K | +41% | $0 |
| D | 2024-11-07 | 2024-11-05 | APPN | Winters Christopher | GC | F - Tax | $38.67 | -2,425 | 25.5K | -9% | -$93.8K |
| DM | 2024-11-07 | 2024-11-05 | APPN | Winters Christopher | GC | A - Grant | $0.00 | +8,148 | 6,492 | New | $0 |
| DM | 2024-11-07 | 2024-11-05 | APPN | Winters Christopher | GC | M - OptEx | $0.00 | -8,052 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-11-05 | M | A | 8,052 | $0.00 | 27,930 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis. |
| 2 | Common | Class A Common Stock | 2024-11-05 | F | D | 2,425 | $38.67 | 25,505 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2024-11-05 | A | A | 1,656 | $0.00 | 1,656 | D | — · — to — | 1,656 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer). (F6) The RSUs were granted on November 5, 2024, and vest on November 5, 2025, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date. |
| 4 | Derivative | Restricted Stock Unit | 2024-11-05 | M | D | 1,591 | $0.00 | 4,773 | D | — · — to — | 1,591 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer). (F5) The RSUs were granted on October 31, 2023, and vest in four (4) equal installments commencing on November 5, 2024, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date. |
| 5 | Derivative | Restricted Stock Unit | 2024-11-05 | M | D | 2,966 | $0.00 | 0 | D | — · — to — | 2,966 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer). (F3) Fully vested. |
| 6 | Derivative | Restricted Stock Unit | 2024-11-05 | M | D | 1,234 | $0.00 | 2,468 | D | — · — to — | 1,234 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer). (F4) The RSUs were granted on August 2, 2022, and vest in four (4) equal installments commencing on November 6, 2023, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date. |
| 7 | Derivative | Restricted Stock Unit | 2024-11-05 | A | A | 6,492 | $0.00 | 6,492 | D | — · — to — | 6,492 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer). (F7) The RSUs were granted on November 5, 2024, and vest in four (4) equal annual installments commencing on November 5, 2025, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date. |
| 8 | Derivative | Restricted Stock Unit | 2024-11-05 | M | D | 2,261 | $0.00 | 0 | D | — · — to — | 2,261 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer). (F3) Fully vested. |