Form 4 for MDB MongoDB, Inc.
Accepted 2022-12-14 00:00:00 ET · period of report 2022-12-12 · accession 0001441816-22-000195 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-12-14 | 2022-12-12 | MDB | Ittycheria Dev | Pres, CEO, Dir | M - OptEx | $6.50 | +70.0K | 264.6K | +36% | +$455.0K |
| D | 2022-12-14 | 2022-12-12 | MDB | Ittycheria Dev | Pres, CEO, Dir | S - Sale+OE | $200.00 | -70.0K | 194.6K | -26% | -$14.00M |
| DM | 2022-12-14 | 2022-12-12 | MDB | Ittycheria Dev | Pres, CEO, Dir | M - OptEx | $0.00 | -70.0K | 6,386 | -92% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-12-12 | M | A | 11,650 | $6.50 | 206,296 | D | — | — | |
| 2 | Common | Class A Common Stock | 2022-12-12 | M | A | 58,350 | $6.50 | 264,646 | D | — | — | |
| 3 | Common | Class A Common Stock | 2022-12-12 | S | D | 70,000 | $200.00 | 194,646 | D | — | — | (F2) The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $200.00 to $200.17, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 4 | Derivative | Employee Stock Option (Right to Buy) | 2022-12-12 | M | D | 58,350 | $0.00 | 691,650 | D | $6.50 · — to 2026-04-13 | 58,350 Class A Common Stock | (F4) Immediately exercisable and fully vested. |
| 5 | Derivative | Employee Stock Option (Right to Buy) | 2022-12-12 | M | D | 11,650 | $0.00 | 6,386 | D | $6.50 · — to 2024-09-12 | 11,650 Class A Common Stock | (F3) 11,650 shares are exercisable and fully vested. 6,386 shares underlying this option are currently unexercisable and will become exercisable on January 1, 2023, subject to the Reporting Person providing continuous service to the Issuer on such date. Reflects correct option exercise terms and further corrects footnote 4 to the Form 4 filed by the Reporting Person on October 4, 2022. That Form 4 incorrectly reported the 18,036 remaining employee stock options as being immediately exercisable and fully vested. Except as noted in this footnote, all other information as disclosed in the Reporting Person's Form 4 filed on October 4, 2022 was accurately reported. |