Form 4 for MDB MongoDB, Inc.
Accepted 2023-11-22 00:00:00 ET · period of report 2023-11-20 · accession 0001441816-23-000228 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-22 | 2023-11-20+ | MDB | Gordon Michael Lawrence | COO, CFO | S - Sale+OE | $410.31 | -37.4K | 89.0K | -30% | -$15.36M |
| DM | 2023-11-22 | 2023-11-20+ | MDB | Gordon Michael Lawrence | COO, CFO | M - OptEx | $6.50 | +37.4K | 90.4K | +71% | +$243.2K |
| DM | 2023-11-22 | 2023-11-20+ | MDB | Gordon Michael Lawrence | COO, CFO | M - OptEx | $0.00 | -37.4K | 166.4K | -18% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-11-21 | S | D | 4,136 | $410.44 | 90,721 | D | — | — | (F3) The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $410.00 to $410.99, inclusive. The Reporting Person undertakes to provide to theCompany, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 2 | Common | Class A Common Stock | 2023-11-21 | S | D | 1,613 | $411.57 | 89,108 | D | — | — | (F4) The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $411.06 to $411.99, inclusive. The Reporting Person undertakes to provide to theCompany, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 3 | Common | Class A Common Stock | 2023-11-21 | S | D | 81 | $412.58 | 89,027 | D | — | — | (F5) The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $412.13 to $412.58, inclusive. The Reporting Person undertakes to provide to theCompany, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 4 | Common | Class A Common Stock | 2023-11-22 | M | A | 10,097 | $6.50 | 99,124 | D | — | — | |
| 5 | Common | Class A Common Stock | 2023-11-22 | S | D | 10,097 | $410.03 | 89,027 | D | — | — | (F6) The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $410.00 to $410.07, inclusive. The Reporting Person undertakes to provide to theCompany, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 6 | Common | Class A Common Stock | 2023-11-21 | M | A | 4,475 | $6.50 | 94,857 | D | — | — | |
| 7 | Common | Class A Common Stock | 2023-11-20 | S | D | 21,496 | $410.32 | 89,027 | D | — | — | (F2) The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $410.00 to $410.96, inclusive. The Reporting Person undertakes to provide to theCompany, any security holder of the Company or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 8 | Common | Class A Common Stock | 2023-11-20 | M | A | 18,992 | $6.50 | 110,523 | D | — | — | |
| 9 | Common | Class A Common Stock | 2023-11-20 | M | A | 2,504 | $6.50 | 91,531 | D | — | — | |
| 10 | Common | Class A Common Stock | 2023-11-21 | M | A | 1,355 | $6.50 | 90,382 | D | — | — | |
| 11 | Derivative | Employee Stock Option (Right to Buy) | 2023-11-20 | M | D | 2,504 | $0.00 | 1,355 | D | $6.50 · — to 2025-07-15 | 2,504 Class A Common Stock | (F7) Immediately exercisable and fully vested. |
| 12 | Derivative | Employee Stock Option (Right to Buy) | 2023-11-20 | M | D | 18,992 | $0.00 | 181,008 | D | $6.50 · — to 2026-04-13 | 18,992 Class A Common Stock | (F7) Immediately exercisable and fully vested. |
| 13 | Derivative | Employee Stock Option (Right to Buy) | 2023-11-21 | M | D | 1,355 | $0.00 | 0 | D | $6.50 · — to 2025-07-15 | 1,355 Class A Common Stock | (F7) Immediately exercisable and fully vested. |
| 14 | Derivative | Employee Stock Option (Right to Buy) | 2023-11-21 | M | D | 4,475 | $0.00 | 176,533 | D | $6.50 · — to 2026-04-13 | 4,475 Class A Common Stock | (F7) Immediately exercisable and fully vested. |
| 15 | Derivative | Employee Stock Option (Right to Buy) | 2023-11-22 | M | D | 10,097 | $0.00 | 166,436 | D | $6.50 · — to 2026-04-13 | 10,097 Class A Common Stock | (F7) Immediately exercisable and fully vested. |