Form 4 for SMG SCOTTS MIRACLE-GRO CO

Accepted 2021-10-28 00:00:00 ET · period of report 2021-10-26 · accession 0001443984-21-000329 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2021-10-28	2021-09-24	SMG	Smith Ivan C	EVP, GC, Sec	J - Other	$123.02	+1.02	8,602	+0.0%	+$125.48
	2021-10-28	2021-10-26	SMG	Smith Ivan C	EVP, GC, Sec	A - Grant	$0.00	+54.6K	63.2K	+635%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Shares	2021-09-24	J	A	1.02	$123.02	8,602.01	D	—	—
2	Common	Common Shares	2021-10-26	A	A	54,583	$0.00	63,185.01	D	—	—	(F1) On January 30, 2017, the Issuer made a grant to the Reporting Person of 21,833 performance units (the "2017 grant"). Under the award agreement, the 2017 grant included an enhanced issuance provision under which the Reporting Person would receive a range of 50% to 250% of the original grant depending on certain pre-determined performance criteria over the entirety of the plan period. On October 26, 2021, the Compensation Committee of the Issuer's Board of Directors determined that the performance measures related to the 2017 grant were satisfied to the extent required to permit for the issuance of shares equal to 250% of the original grant.