Form 4 for SMG SCOTTS MIRACLE-GRO CO
Accepted 2021-10-28 00:00:00 ET · period of report 2021-10-26 · accession 0001443984-21-000333 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-10-28 | 2021-10-26 | SMG | Hagedorn Christopher | Division Pres | F - Tax | $149.58 | -20.1K | 43.3K | -32% | -$3.01M | |
| 2021-10-28 | 2021-09-24 | SMG | Hagedorn Christopher | Division Pres | J - Other | $123.02 | +1.76 | 11.4K | +0.0% | +$216.52 | |
| M | 2021-10-28 | 2021-10-26 | SMG | Hagedorn Christopher | Division Pres | A - Grant | $0.00 | +51.9K | 63.4K | +454% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2021-10-26 | F | D | 20,105 | $149.58 | 43,268.52 | D | — | — | |
| 2 | Common | Common Shares | 2021-09-24 | J | A | 1.76 | $123.02 | 11,434.52 | D | — | — | |
| 3 | Common | Common Shares | 2021-10-26 | A | A | 8,841 | $0.00 | 20,275.52 | D | — | — | (F1) On February 4, 2019, the Issuer made a grant to the Reporting Person of 5,278 performance units (the "2019 grant"). Under the award agreement, the 2019 grant included an enhanced issuance provision under which the Reporting Person would receive a range of 50% to 250% of the original grant depending on certain pre-determined performance criteria over the entirety of the plan period. On October 26, 2021, the Compensation Committee of the Issuer's Board of Directors determined that the performance measures related to the 2019 grant were satisfied to the extent required to permit for the issuance of shares equal to 167.5% of the original grant. |
| 4 | Common | Common Shares | 2021-10-26 | A | A | 43,098 | $0.00 | 63,373.52 | D | — | — | (F2) On November 1, 2018, the Issuer made a grant to the Reporting Person of 43,098 performance units (the "2018 grant"). Under the award agreement, the 2018 grant included an issuance provision under which the Reporting Person would receive 50% or 100% of the original grant depending on certain pre-determined performance criteria achieved in any single year of the plan period. On October 26, 2021, the Compensation Committee of the Issuer's Board of Directors determined that the performance measures related to the 2018 grant were satisfied to the extent required to permit for the issuance of shares equal to 100% of the original grant. |