Form 4 for SMG SCOTTS MIRACLE-GRO CO

Accepted 2022-02-02 00:00:00 ET · period of report 2022-02-01 · accession 0001443984-22-000039 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2022-02-02	2022-02-01	SMG	FINN BRIAN D	Dir	M - OptEx	$0.00	+90	7,266	+1%	$0
D	2022-02-02	2022-02-01	SMG	FINN BRIAN D	Dir	M - OptEx	$0.00	-90	367	-20%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Shares	2022-02-01	M	A	90	$0.00	7,266	D	—	—	(F1) Deferred stock units convert into common shares of the Issuer on a one-for-one basis.
2	Derivative	Dividend Equivalent Rights	2022-02-01	M	D	90	$0.00	367	D	— · — to —	90 Common Shares	(F1) Deferred stock units convert into common shares of the Issuer on a one-for-one basis. (F3) On April 1, 2019, the reporting person was granted 314 deferred stock units, with accruing dividend equivalent rights, vesting on February 1, 2022. (F4) On July 1, 2019, the reporting person was granted 253 deferred stock units, with accruing dividend equivalent rights, vesting on February 1, 2022. (F5) On October 1, 2019, the reporting person was granted 248 deferred stock units, with accruing dividend equivalent rights, vesting on February 1, 2022. (F2) On February 4, 2019, the reporting person was granted 330 deferred stock units, with accruing dividend equivalent rights, vesting on February 1, 2022.