Form 4 for SMG SCOTTS MIRACLE-GRO CO
Accepted 2022-02-08 00:00:00 ET · period of report 2022-02-04 · accession 0001443984-22-000077 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-08 | 2022-02-04 | SMG | FINN BRIAN D | Dir | A - Grant | $16.04 | +1,798 | 9,061 | +25% | +$28.8K |
| D | 2022-02-08 | 2022-02-04 | SMG | FINN BRIAN D | Dir | M - OptEx | $0.00 | +214 | 7,480 | +3% | $0 |
| D | 2022-02-08 | 2022-02-04 | SMG | FINN BRIAN D | Dir | M - OptEx | $0.00 | -214 | 153 | -58% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-02-04 | A | A | 217 | $132.87 | 9,278 | D | — | — | (F2) The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $28,750. |
| 2 | Common | Common Shares | 2022-02-04 | M | A | 214 | $0.00 | 7,480 | D | — | — | (F1) Restricted stock units convert into common shares of the Issuer on a one-for-one basis. |
| 3 | Common | Common Shares | 2022-02-04 | A | A | 1,581 | $0.00 | 9,061 | D | — | — | |
| 4 | Derivative | Dividend Equivalent Rights | 2022-02-04 | M | D | 214 | $0.00 | 153 | D | — · — to — | 214 Common Shares | (F1) Restricted stock units convert into common shares of the Issuer on a one-for-one basis. (F3) On February 4, 2019, the reporting person was granted 2,441 restricted stock units, with accruing dividend equivalent rights, vesting on February 4, 2020. |