Form 4 for SMG SCOTTS MIRACLE-GRO CO
Accepted 2023-02-01 00:00:00 ET · period of report 2023-01-31 · accession 0001443984-23-000028 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-01 | 2023-01-31 | SMG | Shumlin Peter E | Dir | M - OptEx | $0.00 | +75 | 11.5K | +0.7% | $0 |
| D | 2023-02-01 | 2023-01-31 | SMG | Shumlin Peter E | Dir | M - OptEx | $0.00 | -75 | 288 | -21% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-01-31 | M | A | 75 | $0.00 | 11,460 | D | — | — | (F1) Deferred stock units convert into common shares of the Issuer on a one-for-one basis. |
| 2 | Derivative | Dividend Equivalent Rights | 2023-01-31 | M | D | 75 | $0.00 | 288 | D | — · — to — | 75 Common Shares | (F1) Deferred stock units convert into common shares of the Issuer on a one-for-one basis. (F5) On October 1, 2020, the reporting person was granted 167 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2020. (F4) On July 1, 2020, the reporting person was granted 188 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2020. (F2) On February 3, 2020, the reporting person was granted 202 deferred stock units, with accruing dividend equivalent rights, vesting on February 3, 2020. (F3) On April 1, 2020, the reporting person was granted 249 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2020. |