Form 4 for SMG SCOTTS MIRACLE-GRO CO
Accepted 2023-02-07 00:00:00 ET · period of report 2023-02-03 · accession 0001443984-23-000063 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-07 | 2023-02-03 | SMG | Mistretta Nancy G. | Dir | A - Grant | $82.27 | +3,951 | 21.5K | +22% | +$325.0K |
| D | 2023-02-07 | 2023-02-03 | SMG | Mistretta Nancy G. | Dir | M - OptEx | $0.00 | +154 | 21.7K | +0.7% | $0 |
| D | 2023-02-07 | 2023-02-03 | SMG | Mistretta Nancy G. | Dir | M - OptEx | $0.00 | -154 | 100 | -61% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-02-03 | A | A | 3,951 | $82.27 | 21,537 | D | — | — | (F1) 1,398 restricted stock units reflect a special restricted stock unit award in lieu of the director's annual cash compensation for the calendar year. The remaining restricted stock units reflect the standard annual equity grant award paid to non-employee directors. |
| 2 | Common | Common Shares | 2023-02-03 | M | A | 154 | $0.00 | 21,691 | D | — | — | (F2) Restricted stock units convert into common shares of the Issuer on a one-for-one basis. |
| 3 | Derivative | Dividend Equivalent Rights | 2023-02-03 | M | D | 154 | $0.00 | 100 | D | — · — to — | 154 Common Shares | (F2) Restricted stock units convert into common shares of the Issuer on a one-for-one basis. (F3) On February 3, 2020, the reporting person was granted 1,494 restricted stock units, with accruing dividend equivalent rights, vesting on February 3, 2021. |