Form 4 for SMG SCOTTS MIRACLE-GRO CO
Accepted 2024-01-04 00:00:00 ET · period of report 2024-01-02 · accession 0001443984-24-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-04 | 2024-01-02 | SMG | HAGEDORN JAMES | COB, CEO, Pres, Dir, 10% | M - OptEx | — | +660 | 45.5K | +1% | — |
| D | 2024-01-04 | 2023-12-22 | SMG | HAGEDORN JAMES | COB, CEO, Pres, Dir, 10% | J - Other | $53.95 | +37.07 | 44.8K | +0.1% | +$2,000 |
| D | 2024-01-04 | 2024-01-02 | SMG | HAGEDORN JAMES | COB, CEO, Pres, Dir, 10% | M - OptEx | $0.00 | -660.18 | 185.0K | -0.4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-01-02 | M | A | 660 | — | 45,491.27 | D | — | — | (F1) Each phantom stock unit was the economic equivalent of one share of Issuer's common shares. On January 2, 2024, the reporting person's phantom stock units were settled for an equal number of shares of Issuer's common shares. Partial shares were paid out in cash. |
| 2 | Common | Common Shares | 2023-12-22 | J | A | 37.07 | $53.95 | 44,831.27 | D | — | — | |
| 3 | Derivative | Phantom Stock | 2024-01-02 | M | D | 660.18 | $0.00 | 185,023.09 | D | — · — to — | 660.18 Common Shares | (F3) Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof. (F4) Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time. |