Form 4 for SMG SCOTTS MIRACLE-GRO CO
Accepted 2024-02-13 00:00:00 ET · period of report 2024-02-05 · accession 0001443984-24-000047 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-13 | 2024-02-09 | SMG | Shumlin Peter E | Dir | A - Grant | $6.29 | +5,255 | 20.9K | +34% | +$33.1K |
| D | 2024-02-13 | 2024-02-05 | SMG | Shumlin Peter E | Dir | M - OptEx | — | +75 | 15.6K | +0.5% | — |
| D | 2024-02-13 | 2024-02-05 | SMG | Shumlin Peter E | Dir | M - OptEx | $0.00 | -75 | 404 | -16% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-02-09 | A | A | 4,662 | $0.00 | 20,302 | D | — | — | |
| 2 | Common | Common Shares | 2024-02-09 | A | A | 593 | $55.78 | 20,895 | D | — | — | (F2) Deferred Stock Units in the amount of $33,063 were issued to the reporting person in lieu of a cash retainer including a 15% enhancement to the retainer amount pursuant to the reporting person's election to receive shares in lieu of cash. |
| 3 | Common | Common Shares | 2024-02-05 | M | A | 75 | — | 15,640 | D | — | — | (F1) Restricted stock units convert into common shares of the Issuer on a one-for-one basis. |
| 4 | Derivative | Dividend Equivalent Rights | 2024-02-05 | M | D | 75 | $0.00 | 404 | D | — · — to — | 75 Common Shares | (F1) Restricted stock units convert into common shares of the Issuer on a one-for-one basis. (F3) On February 5, 2021, the reporting person was granted 783 restricted stock units, with accruing dividend equivalent rights, vesting on February 5, 2022. |