Form 4 for CIEN Ciena
Accepted 2023-09-22 00:00:00 ET · period of report 2023-09-20 · accession 0001444157-23-000024 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-09-22 | 2023-09-20 | CIEN | Rothenstein David M | SVP, Chief Strategy Off | F - Tax | $47.96 | -1,658 | 224.3K | -0.7% | -$79.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-20 | F | D | 418 | $47.96 | 224,899 | D | — | — | (F1) Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2019. (F2) Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
| 2 | Common | Common Stock | 2023-09-20 | F | D | 344 | $47.96 | 224,555 | D | — | — | (F3) Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020. (F2) Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
| 3 | Common | Common Stock | 2023-09-20 | F | D | 138 | $47.96 | 223,659 | D | — | — | (F5) Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. (F2) Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
| 4 | Common | Common Stock | 2023-09-20 | F | D | 460 | $47.96 | 223,797 | D | — | — | (F5) Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. (F2) Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
| 5 | Common | Common Stock | 2023-09-20 | F | D | 298 | $47.96 | 224,257 | D | — | — | (F4) Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021. (F2) Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |