Form 4 for CIEN Ciena
Accepted 2023-12-22 00:00:00 ET · period of report 2023-12-20 · accession 0001444157-23-000034 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-12-22 | 2023-12-20 | CIEN | Rothenstein David M | SVP, Chief Strategy Off | F - Tax | $43.58 | -5,594 | 245.3K | -2% | -$243.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-20 | F | D | 1,024 | $43.58 | 242,375 | D | — | — | (F7) Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/13/2022. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/14/2023. (F2) Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
| 2 | Common | Common Stock | 2023-12-20 | F | D | 344 | $43.58 | 245,751 | D | — | — | (F1) Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2020. (F2) Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
| 3 | Common | Common Stock | 2023-12-20 | F | D | 769 | $43.58 | 243,399 | D | — | — | (F6) Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/16/2020. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 filed on 12/14/2023. (F2) Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
| 4 | Common | Common Stock | 2023-12-20 | F | D | 298 | $43.58 | 244,168 | D | — | — | (F5) Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/14/2021. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/16/2021. (F2) Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
| 5 | Common | Common Stock | 2023-12-20 | F | D | 200 | $43.58 | 244,466 | D | — | — | (F4) Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. (F2) Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
| 6 | Common | Common Stock | 2023-12-20 | F | D | 667 | $43.58 | 244,666 | D | — | — | (F4) Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/13/2022. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/15/2022. (F2) Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
| 7 | Common | Common Stock | 2023-12-20 | F | D | 1,874 | $43.58 | 240,501 | D | — | — | (F8) Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/14/2021. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 filed on 12/15/2022. (F2) Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
| 8 | Common | Common Stock | 2023-12-20 | F | D | 418 | $43.58 | 245,333 | D | — | — | (F3) Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/19/2019. (F2) Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |