Form 4 for WK WORKIVA INC

Accepted 2021-08-11 00:00:00 ET · period of report 2021-08-09 · accession 0001445305-21-000115 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DI	2021-08-11	2021-08-09	WK	TROM JEFF D.	CTO, Executive VP, 10%	C - Cnv Deriv	$0.00	+525.0K	600.0K	+700%	$0
DI	2021-08-11	2021-08-09	WK	TROM JEFF D.	CTO, Executive VP, 10%	S - Sale	$127.50	-600.0K	0	-100%	-$76.50M
DI	2021-08-11	2021-08-09	WK	TROM JEFF D.	CTO, Executive VP, 10%	C - Cnv Deriv	$0.00	-525.0K	253.6K	-67%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2021-08-09	C	A	525,000	$0.00	600,000	I By revocable trust	—	—
2	Common	Class A Common Stock	2021-08-09	S	D	600,000	$127.50	0	I By revocable trust	—	—
3	Derivative	Class B Common Stock	2021-08-09	C	D	525,000	$0.00	253,645	I By revocable trust	— · — to —	525,000 Class A Common Stock	(F1) Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).