Form 4 for WK WORKIVA INC
Accepted 2021-08-17 00:00:00 ET · period of report 2021-08-13 · accession 0001445305-21-000119 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-08-17 | 2021-08-13 | WK | TROM JEFF D. | CTO, Executive VP | C - Cnv Deriv | $0.00 | +140.0K | 140.0K | New | $0 |
| DI | 2021-08-17 | 2021-08-13 | WK | TROM JEFF D. | CTO, Executive VP | C - Cnv Deriv | $0.00 | -140.0K | 113.6K | -55% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-08-13 | C | A | 140,000 | $0.00 | 140,000 | I By revocable trust | — | — | |
| 2 | Derivative | Class B Common Stock | 2021-08-13 | C | D | 140,000 | $0.00 | 113,645 | I By revocable trust | — · — to — | 140,000 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). |