Form 4 for WK WORKIVA INC
Accepted 2021-08-18 00:00:00 ET · period of report 2021-08-16 · accession 0001445305-21-000126 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-18 | 2021-08-16 | WK | Klindt Jill | SVP, CFO, CAO, Treas | M - OptEx | $15.84 | +18.3K | 61.6K | +42% | +$290.4K |
| D | 2021-08-18 | 2021-08-16 | WK | Klindt Jill | SVP, CFO, CAO, Treas | S - Sale+OE | $130.71 | -18.3K | 49.8K | -27% | -$2.40M |
| DM | 2021-08-18 | 2021-08-16 | WK | Klindt Jill | SVP, CFO, CAO, Treas | M - OptEx | $0.00 | -18.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-08-16 | M | A | 911 | $15.86 | 62,544 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-08-16 | M | A | 5,544 | $15.86 | 68,088 | D | — | — | |
| 3 | Common | Class A Common Stock | 2021-08-16 | S | D | 18,335 | $130.71 | 49,753 | D | — | — | (F1) The price reported in Column 4 is a weighted-average price. The price actually received ranges from $128.50 to $132.55. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. |
| 4 | Common | Class A Common Stock | 2021-08-16 | M | A | 11,880 | $15.83 | 61,633 | D | — | — | |
| 5 | Derivative | Employee Stock Option to Purchase Class A Common Stock | 2021-08-16 | M | D | 5,544 | $0.00 | 0 | D | $15.86 · 2015-01-14 to 2024-01-13 | 5,544 Class A Common Stock | (F2) Granted pursuant to the 2009 Unit Incentive Plan. (F3) Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter. |
| 6 | Derivative | Employee Stock Option to Purchase Class A Common Stock | 2021-08-16 | M | D | 911 | $0.00 | 0 | D | $15.86 · 2014-01-14 to 2024-01-13 | 911 Class A Common Stock | (F2) Granted pursuant to the 2009 Unit Incentive Plan. (F3) Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter. |
| 7 | Derivative | Employee Stock Option to Purchase Class A Common Stock | 2021-08-16 | M | D | 11,880 | $0.00 | 0 | D | $15.83 · 2015-08-12 to 2024-08-11 | 11,880 Class A Common Stock | (F2) Granted pursuant to the 2009 Unit Incentive Plan. (F3) Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter. |