Form 4 for WK WORKIVA INC
Accepted 2021-11-10 00:00:00 ET · period of report 2021-11-09 · accession 0001445305-21-000170 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-10 | 2021-11-09 | WK | Klindt Jill | SVP, CFO, CAO, Treas | S - Sale+OE | $161.00 | -26.0K | 61.0K | -30% | -$4.19M |
| DM | 2021-11-10 | 2021-11-09 | WK | Klindt Jill | SVP, CFO, CAO, Treas | M - OptEx | $13.40 | +26.0K | 77.0K | +51% | +$348.5K |
| DM | 2021-11-10 | 2021-11-09 | WK | Klindt Jill | SVP, CFO, CAO, Treas | M - OptEx | $0.00 | -26.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-09 | S | D | 26,000 | $161.00 | 60,954 | D | — | — | (F1) The price reported in Column 4 is a weighted-average price. The price actually received ranges from $160.50 to $162.29. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. |
| 2 | Common | Class A Common Stock | 2021-11-09 | M | A | 10,000 | $12.40 | 86,954 | D | — | — | |
| 3 | Common | Class A Common Stock | 2021-11-09 | M | A | 16,000 | $14.03 | 76,954 | D | — | — | |
| 4 | Derivative | Employee Stock Option to Purchase Class A Common Stock | 2021-11-09 | M | D | 16,000 | $0.00 | 0 | D | $14.03 · 2016-04-01 to 2025-08-31 | 16,000 Class A Common Stock | (F2) Granted pursuant to the 2014 Equity Incentive Plan. (F3) Vests as to 25% of the shares on April 1, 2016 and as to 6.25% of the shares at the end of each three-month period thereafter. |
| 5 | Derivative | Employee Stock Option to Purchase Class A Common Stock | 2021-11-09 | M | D | 10,000 | $0.00 | 0 | D | $12.40 · 2018-02-01 to 2027-02-01 | 10,000 Class A Common Stock | (F2) Granted pursuant to the 2014 Equity Incentive Plan. (F4) Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter. |