Form 4 for WK WORKIVA INC
Accepted 2021-11-16 00:00:00 ET · period of report 2021-11-16 · accession 0001445305-21-000172 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-11-16 | 2021-11-16 | WK | VANDERPLOEG MARTIN J. | Pres, CEO, Dir | C - Cnv Deriv | $0.00 | +864.2K | 397.8K | New | $0 |
| DI | 2021-11-16 | 2021-11-16 | WK | VANDERPLOEG MARTIN J. | Pres, CEO, Dir | S - Sale | $151.00 | -600.0K | 0 | -100% | -$90.60M |
| DI | 2021-11-16 | 2021-11-16 | WK | VANDERPLOEG MARTIN J. | Pres, CEO, Dir | G - Gift | $0.00 | -397.8K | 0 | -100% | $0 |
| DMI | 2021-11-16 | 2021-11-16 | WK | VANDERPLOEG MARTIN J. | Pres, CEO, Dir | C - Cnv Deriv | $0.00 | -864.2K | 491.3K | -64% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-16 | C | A | 466,449 | $0.00 | 600,000 | I By living trust | — | — | |
| 2 | Common | Class A Common Stock | 2021-11-16 | S | D | 600,000 | $151.00 | 0 | I By living trust | — | — | |
| 3 | Common | Class A Common Stock | 2021-11-16 | G | D | 397,750 | $0.00 | 0 | I By charitable remainder trust | — | — | |
| 4 | Common | Class A Common Stock | 2021-11-16 | C | A | 397,750 | $0.00 | 397,750 | I By charitable remainder trust | — | — | |
| 5 | Derivative | Class B Common Stock | 2021-11-16 | C | D | 466,449 | $0.00 | 710,562 | I By living trust | — · — to — | 466,449 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). |
| 6 | Derivative | Class B Common Stock | 2021-11-16 | C | D | 397,750 | $0.00 | 491,270 | I By charitable remainder trust | — · — to — | 397,750 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). |