Form 4 for WK WORKIVA INC
Accepted 2021-11-16 00:00:00 ET · period of report 2021-11-16 · accession 0001445305-21-000174 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-11-16 | 2021-11-04 | WK | TROM JEFF D. | CTO, Executive VP | G - Gift | $0.00 | -15.0K | 50.0K | -23% | $0 |
| DMI | 2021-11-16 | 2021-11-16 | WK | TROM JEFF D. | CTO, Executive VP | C - Cnv Deriv | $0.00 | +284.6K | 57.0K | New | $0 |
| DMI | 2021-11-16 | 2021-11-16 | WK | TROM JEFF D. | CTO, Executive VP | S - Sale | $151.00 | -330.0K | 0 | -100% | -$49.83M |
| DMI | 2021-11-16 | 2021-11-16 | WK | TROM JEFF D. | CTO, Executive VP | C - Cnv Deriv | $0.00 | -284.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-04 | G | D | 15,000 | $0.00 | 50,000 | I By revocable trust | — | — | |
| 2 | Common | Class A Common Stock | 2021-11-16 | C | A | 113,645 | $0.00 | 163,645 | I By revocable trust | — | — | |
| 3 | Common | Class A Common Stock | 2021-11-16 | S | D | 159,000 | $151.00 | 4,645 | I By revocable trust | — | — | |
| 4 | Common | Class A Common Stock | 2021-11-16 | S | D | 57,000 | $151.00 | 0 | I By irrev trust | — | — | |
| 5 | Common | Class A Common Stock | 2021-11-16 | C | A | 57,000 | $0.00 | 57,000 | I By irrev trust | — | — | |
| 6 | Common | Class A Common Stock | 2021-11-16 | S | D | 57,000 | $151.00 | 0 | I By irrev. trust | — | — | |
| 7 | Common | Class A Common Stock | 2021-11-16 | C | A | 57,000 | $0.00 | 57,000 | I By irrev. trust | — | — | |
| 8 | Common | Class A Common Stock | 2021-11-16 | S | D | 57,000 | $151.00 | 0 | I By irrevocable trust | — | — | |
| 9 | Common | Class A Common Stock | 2021-11-16 | C | A | 57,000 | $0.00 | 57,000 | I By irrevocable trust | — | — | |
| 10 | Derivative | Class B Common Stock | 2021-11-16 | C | D | 113,645 | $0.00 | 0 | I By revocable trust | — · — to — | 113,645 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). |
| 11 | Derivative | Class B Common Stock | 2021-11-16 | C | D | 57,000 | $0.00 | 0 | I By irrevocable trust | — · — to — | 57,000 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). |
| 12 | Derivative | Class B Common Stock | 2021-11-16 | C | D | 57,000 | $0.00 | 0 | I By irrevocable trust | — · — to — | 57,000 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). |
| 13 | Derivative | Class B Common Stock | 2021-11-16 | C | D | 57,000 | $0.00 | 0 | I By irrevocable trust | — · — to — | 57,000 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). |