Form 4 for WK WORKIVA INC
Accepted 2021-11-23 00:00:00 ET · period of report 2021-11-23 · accession 0001445305-21-000180 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-23 | 2021-11-23 | WK | TROM JEFF D. | CTO, Executive VP | M - OptEx | $15.30 | +206.0K | 308.8K | +200% | +$3.15M |
| DM | 2021-11-23 | 2021-11-23 | WK | TROM JEFF D. | CTO, Executive VP | M - OptEx | $0.00 | -206.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-23 | M | A | 21,212 | $14.74 | 330,004 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-11-23 | M | A | 159,592 | $15.83 | 489,596 | D | — | — | |
| 3 | Common | Class A Common Stock | 2021-11-23 | M | A | 25,215 | $12.40 | 308,792 | D | — | — | |
| 4 | Derivative | Employee Stock Option to Purchase Class A Common Stock | 2021-11-23 | M | D | 25,215 | $0.00 | 0 | D | $12.40 · 2018-02-01 to 2027-01-31 | 25,215 Class A Common Stock | (F1) Granted pursuant to the 2014 Equity Incentive Plan. (F2) Vests in three equal annual installments commencing on the first anniversary of the grant date. |
| 5 | Derivative | Employee Stock Option to Purchase Class A Common Stock | 2021-11-23 | M | D | 21,212 | $0.00 | 0 | D | $14.74 · 2017-02-01 to 2026-01-31 | 21,212 Class A Common Stock | (F1) Granted pursuant to the 2014 Equity Incentive Plan. (F2) Vests in three equal annual installments commencing on the first anniversary of the grant date. |
| 6 | Derivative | Employee Stock Option to Purchase Class A Common Stock | 2021-11-23 | M | D | 159,592 | $0.00 | 0 | D | $15.83 · 2015-08-12 to 2024-08-11 | 159,592 Class A Common Stock | (F3) Granted pursuant to 2009 Unit Incentive Plan. (F4) Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter. |