Form 4 for WK WORKIVA INC
Accepted 2021-12-30 00:00:00 ET · period of report 2021-12-29 · accession 0001445305-21-000182 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-30 | 2021-12-29 | WK | VANDERPLOEG MARTIN J. | Pres, CEO, Dir | M - OptEx | $15.41 | +217.9K | 510.7K | +74% | +$3.36M |
| DM | 2021-12-30 | 2021-12-29 | WK | VANDERPLOEG MARTIN J. | Pres, CEO, Dir | M - OptEx | $0.00 | -217.9K | 84.2K | -72% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-29 | M | A | 84,211 | $14.74 | 594,883 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-12-29 | M | A | 133,650 | $15.83 | 510,672 | D | — | — | |
| 3 | Derivative | Employee Stock Option to Purchase Class A Common Stock | 2021-12-29 | M | D | 133,650 | $0.00 | 0 | D | $15.83 · 2015-08-12 to 2024-08-11 | 133,650 Class A Common Stock | (F1) Granted pursuant to 2009 Unit Incentive Plan. (F2) Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter. |
| 4 | Derivative | Employee Stock Option to Purchase Class A Common Stock | 2021-12-29 | M | D | 84,211 | $0.00 | 84,210 | D | $14.74 · 2017-02-01 to 2026-01-31 | 84,211 Class A Common Stock | (F3) Grant of stock option pursuant to the 2014 Equity Incentive Plan. (F4) Vests in three equal annual installments commencing on the first anniversary of the grant date. |