Form 4 for SLND Southland Holdings, Inc.
Accepted 2023-08-17 00:00:00 ET · period of report 2023-08-15 · accession 0001446472-23-000028 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-08-17 | 2023-08-15+ | SLND | Winn Walter Timothy | EVP, Co-COO, Dir, 10% | S - Sale | $6.18 | -58.2K | 1.61M | -3% | -$359.3K |
| 2023-08-17 | 2023-08-17 | SLND | Winn Walter Timothy | EVP, Co-COO, Dir, 10% | P - Purchase | $6.25 | +2,500 | 1.67M | +0.1% | +$15.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-15 | S | D | 1,230 | $6.68 | 1,650,447 | I By Debra Nicole Winn | — | — | (F1) The shares reported as sold in Column 4 were held directly by the spouse of the reporting person as separate property. The reporting person and his spouse do not share a household and are legally separated pending issuance of a final divorce decree, have executed a binding settlement agreement providing that such shares are the separate property of such spouse and maintain separate estates. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the reporting person expressly disclaims any pecuniary interest of any such shares or proceeds from the disposition thereof and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise. (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.65 to $6.80, inclusive. (F5) The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4. (F6) These shares are held directly by the spouse of the reporting person as separate property. The reporting person and his spouse do not share a household and are legally separated pending issuance of a final divorce decree, have executed a binding settlement agreement providing that such shares are the separate property of such spouse and maintain separate estates. For purposes of Section 16 of the Exchange Act, the reporting person disclaims any pecuniary interest of any such securities and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. |
| 2 | Common | Common Stock | 2023-08-17 | P | A | 2,500 | $6.25 | 1,671,808 | D | — | — | (F7) These shares were purchased in multiple transactions, all of which were at a price of $6.25 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased. |
| 3 | Common | Common Stock | 2023-08-17 | S | D | 20,485 | $6.35 | 1,593,488 | I By Debra Nicole Winn | — | — | (F1) The shares reported as sold in Column 4 were held directly by the spouse of the reporting person as separate property. The reporting person and his spouse do not share a household and are legally separated pending issuance of a final divorce decree, have executed a binding settlement agreement providing that such shares are the separate property of such spouse and maintain separate estates. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the reporting person expressly disclaims any pecuniary interest of any such shares or proceeds from the disposition thereof and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise. (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.32 to $6.48, inclusive. (F5) The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4. (F6) These shares are held directly by the spouse of the reporting person as separate property. The reporting person and his spouse do not share a household and are legally separated pending issuance of a final divorce decree, have executed a binding settlement agreement providing that such shares are the separate property of such spouse and maintain separate estates. For purposes of Section 16 of the Exchange Act, the reporting person disclaims any pecuniary interest of any such securities and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. |
| 4 | Common | Common Stock | 2023-08-16 | S | D | 36,474 | $6.06 | 1,613,973 | I By Debra Nicole Winn | — | — | (F1) The shares reported as sold in Column 4 were held directly by the spouse of the reporting person as separate property. The reporting person and his spouse do not share a household and are legally separated pending issuance of a final divorce decree, have executed a binding settlement agreement providing that such shares are the separate property of such spouse and maintain separate estates. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the reporting person expressly disclaims any pecuniary interest of any such shares or proceeds from the disposition thereof and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.20, inclusive. (F5) The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4. (F6) These shares are held directly by the spouse of the reporting person as separate property. The reporting person and his spouse do not share a household and are legally separated pending issuance of a final divorce decree, have executed a binding settlement agreement providing that such shares are the separate property of such spouse and maintain separate estates. For purposes of Section 16 of the Exchange Act, the reporting person disclaims any pecuniary interest of any such securities and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. |