Form 4 for ESNT Essent Group Ltd.
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-01 · accession 0001448893-23-000016 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-03 | 2023-03-01 | ESNT | WEINSTOCK DAVID B | VP, CAO, Interim CFO | M - OptEx | $0.00 | +2,799 | 30.4K | +10% | $0 |
| D | 2023-03-03 | 2023-03-01 | ESNT | WEINSTOCK DAVID B | VP, CAO, Interim CFO | F - Tax | $43.11 | -771 | 29.6K | -3% | -$33.2K |
| DM | 2023-03-03 | 2023-03-01 | ESNT | WEINSTOCK DAVID B | VP, CAO, Interim CFO | M - OptEx | $0.00 | -2,799 | 8,536 | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common shares, par value $0.015 | 2023-03-01 | M | A | 1,233 | $0.00 | 28,969 | D | — | — | |
| 2 | Common | Common shares, par value $0.015 | 2023-03-01 | M | A | 116 | — | 27,736 | D | — | — | (F1) The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd. |
| 3 | Common | Common shares, par value $0.015 | 2023-03-01 | M | A | 973 | $0.00 | 29,942 | D | — | — | |
| 4 | Common | Common shares, par value $0.015 | 2023-03-01 | F | D | 771 | $43.11 | 29,648 | D | — | — | (F2) Represents shares delivered to issuer to satisfy tax withholding obligations upon the vesting of restricted share units and related dividend equivalent units. |
| 5 | Common | Common shares, par value $0.015 | 2023-03-01 | M | A | 477 | $0.00 | 30,419 | D | — | — | |
| 6 | Derivative | Dividend equivalent units | 2023-03-01 | M | D | 116 | $0.00 | 56 | D | — · — to — | 116 Common shares, par value $0.015 | (F1) The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd. |
| 7 | Derivative | Restricted share units | 2023-03-01 | M | D | 477 | $0.00 | 8,059 | D | — · — to — | 477 Common shares, par value $0.015 | (F3) Restricted share units convert into common shares on a one-for-one basis. (F6) On February 8, 2022, the reporting person was granted 1,433 restricted share units, vesting in equal installments on each of March 1, 2023, 2024 and 2025. |
| 8 | Derivative | Restricted share units | 2023-03-01 | M | D | 1,233 | $0.00 | 9,509 | D | — · — to — | 1,233 Common shares, par value $0.015 | (F3) Restricted share units convert into common shares on a one-for-one basis. (F4) On February 12, 2020, the reporting person was granted 3,697 restricted share units, vesting in equal installments on each of March 1, 2021, 2022 and 2023. |
| 9 | Derivative | Restricted share units | 2023-03-01 | M | D | 973 | $0.00 | 8,536 | D | — · — to — | 973 Common shares, par value $0.015 | (F3) Restricted share units convert into common shares on a one-for-one basis. (F5) On February 5, 2021, the reporting person was granted 2,921 restricted share units, vesting in equal installments on each of March 1, 2022, 2023 and 2024. |