Form 4 for ESNT Essent Group Ltd.
Accepted 2023-05-05 00:00:00 ET · period of report 2023-05-03 · accession 0001448893-23-000039 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-05 | 2023-05-03 | ESNT | SPIEGEL WILLIAM | Dir | M - OptEx | $0.00 | +3,038 | 26.8K | +13% | $0 |
| DM | 2023-05-05 | 2023-05-03 | ESNT | SPIEGEL WILLIAM | Dir | M - OptEx | $0.00 | -3,038 | 0 | -100% | $0 |
| D | 2023-05-05 | 2023-05-03 | ESNT | SPIEGEL WILLIAM | Dir | A - Grant | $0.00 | +2,993 | 5,962 | +101% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common shares, par value $0.015 | 2023-05-03 | M | A | 2,969 | $0.00 | 26,723 | D | — | — | (F1) Restricted share units convert into common shares on a one-for-one basis. |
| 2 | Common | Common shares, par value $0.015 | 2023-05-03 | M | A | 69 | $0.00 | 26,792 | D | — | — | (F2) The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd. |
| 3 | Derivative | Restricted share units | 2023-05-03 | M | D | 2,969 | $0.00 | 2,993 | D | — · — to — | 2,969 Common shares, par value $0.015 | (F1) Restricted share units convert into common shares on a one-for-one basis. (F3) On May 3, 2022, the reporting person was granted 2,969 restricted share units which vested in full on May 3, 2023. |
| 4 | Derivative | Restricted share units | 2023-05-03 | A | A | 2,993 | $0.00 | 5,962 | D | — · — to — | 2,993 Common shares, par value $0.015 | (F1) Restricted share units convert into common shares on a one-for-one basis. |
| 5 | Derivative | Dividend equivalent units | 2023-05-03 | M | D | 69 | $0.00 | 0 | D | — · — to — | 69 Common shares, par value $0.015 | (F2) The dividend equivalent rights accrued on unvested restricted stock award(s) and/or unvested restricted stock unit award(s) and become vested proportionately with the award(s) to which they relate. Each dividend equivalent unit is the economic equivalent of one common share of Essent Group Ltd. |