Form 4 for HDSN HUDSON TECHNOLOGIES INC /NY
Accepted 2021-09-15 00:00:00 ET · period of report 2021-09-13 · accession 0001449374-21-000058 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-15 | 2021-09-13 | HDSN | MONETTA DOMINIC J | Dir | M - OptEx | $1.07 | +155.3K | 120.0K | New | +$165.5K |
| DM | 2021-09-15 | 2021-09-13 | HDSN | MONETTA DOMINIC J | Dir | F - Tax | $3.24 | -51.1K | 107.7K | -32% | -$165.5K |
| DM | 2021-09-15 | 2021-09-13 | HDSN | MONETTA DOMINIC J | Dir | M - OptEx | $0.00 | -155.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-13 | M | A | 25,000 | $0.75 | 208,836 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-13 | F | D | 8,102 | $3.24 | 183,836 | D | — | — | |
| 3 | Common | Common Stock | 2021-09-13 | M | A | 35,000 | $0.75 | 191,938 | D | — | — | |
| 4 | Common | Common Stock | 2021-09-13 | F | D | 14,316 | $3.24 | 156,938 | D | — | — | |
| 5 | Common | Common Stock | 2021-09-13 | M | A | 42,553 | $1.09 | 171,254 | D | — | — | |
| 6 | Common | Common Stock | 2021-09-13 | F | D | 10,634 | $3.24 | 128,701 | D | — | — | |
| 7 | Common | Common Stock | 2021-09-13 | M | A | 31,610 | $1.09 | 139,335 | D | — | — | |
| 8 | Common | Common Stock | 2021-09-13 | F | D | 5,787 | $3.24 | 203,049 | D | — | — | |
| 9 | Common | Common Stock | 2021-09-13 | M | A | 21,118 | $1.88 | 119,979 | D | — | — | |
| 10 | Common | Common Stock | 2021-09-13 | F | D | 12,254 | $3.24 | 107,725 | D | — | — | |
| 11 | Derivative | Stock Option | 2021-09-13 | M | D | 21,118 | $0.00 | 0 | D | $1.88 · 2013-10-29 to 2023-10-29 | 21,118 Common Stock | |
| 12 | Derivative | Stock Option | 2021-09-13 | M | D | 31,610 | $0.00 | 0 | D | $1.09 · 2018-11-30 to 2021-11-30 | 31,610 Common Stock | |
| 13 | Derivative | Stock Option | 2021-09-13 | M | D | 42,553 | $0.00 | 0 | D | $1.09 · 2020-04-10 to 2021-11-30 | 42,553 Common Stock | |
| 14 | Derivative | Stock Option | 2021-09-13 | M | D | 35,000 | $0.00 | 0 | D | $0.75 · 2019-12-19 to 2029-12-19 | 35,000 Common Stock | |
| 15 | Derivative | Stock Option | 2021-09-13 | M | D | 25,000 | $0.00 | 0 | D | $0.75 · 2021-04-10 to 2029-12-19 | 25,000 Common Stock |