Form 4 for HDSN HUDSON TECHNOLOGIES INC /NY
Accepted 2021-11-17 00:00:00 ET · period of report 2021-11-15 · accession 0001449374-21-000062 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-17 | 2021-11-17 | HDSN | Krishnamurti Nat | CFO | S - Sale+OE | $4.76 | -200.0K | 25.2K | -89% | -$952.0K |
| DM | 2021-11-17 | 2021-11-15 | HDSN | Krishnamurti Nat | CFO | F - Tax | $4.70 | -232.4K | 225.2K | -51% | -$1.09M |
| DM | 2021-11-17 | 2021-11-15 | HDSN | Krishnamurti Nat | CFO | M - OptEx | $1.09 | +442.8K | 210.5K | New | +$482.7K |
| DM | 2021-11-17 | 2021-11-15 | HDSN | Krishnamurti Nat | CFO | M - OptEx | $0.00 | -442.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-17 | S | D | 200,000 | $4.76 | 25,207 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-15 | F | D | 102,701 | $4.70 | 107,781 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-15 | F | D | 129,674 | $4.70 | 225,207 | D | — | — | |
| 4 | Common | Common Stock | 2021-11-15 | M | A | 247,100 | $1.09 | 354,881 | D | — | — | (F1) Exercise of options expiring 11/30/2021. |
| 5 | Common | Common Stock | 2021-11-15 | M | A | 195,700 | $1.09 | 210,482 | D | — | — | (F1) Exercise of options expiring 11/30/2021. |
| 6 | Derivative | Stock Option | 2021-11-15 | M | D | 195,700 | $0.00 | 0 | D | $1.09 · 2018-11-30 to 2021-11-30 | 195,700 Common Stock | |
| 7 | Derivative | Stock Option | 2021-11-15 | M | D | 247,100 | $0.00 | 0 | D | $1.09 · 2020-04-10 to 2021-11-30 | 247,100 Common Stock |