Form 4 for ALK ALASKA AIR GROUP, INC.
Accepted 2022-11-08 00:00:00 ET · period of report 2022-11-05 · accession 0001451455-22-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-08 | 2022-11-05 | ALK | MINICUCCI BENITO | CEO AND Pres | F - Tax | $44.86 | -3,492 | 110.2K | -3% | -$156.7K |
| DM | 2022-11-08 | 2022-11-05 | ALK | MINICUCCI BENITO | CEO AND Pres | M - OptEx | $0.00 | +8,872 | 111.8K | +9% | $0 |
| DM | 2022-11-08 | 2022-11-05 | ALK | MINICUCCI BENITO | CEO AND Pres | M - OptEx | $0.00 | -8,872 | 11.8K | -43% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2022-11-05 | F | D | 1,940 | $44.86 | 107,831 | D | — | — | |
| 2 | Common | COMMON STOCK | 2022-11-05 | M | A | 4,930 | $0.00 | 109,771 | D | — | — | (F1) Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. |
| 3 | Common | COMMON STOCK | 2022-11-05 | M | A | 3,942 | $0.00 | 111,773 | D | — | — | (F1) Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. |
| 4 | Common | COMMON STOCK | 2022-11-05 | F | D | 1,552 | $44.86 | 110,221 | D | — | — | |
| 5 | Derivative | RESTRICTED STOCK UNITS | 2022-11-05 | M | D | 4,930 | $0.00 | 4,930 | D | $0.00 · — to — | 4,930 COMMON STOCK | (F1) Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. (F2) On November 5, 2020, the reporting person was granted 14,790 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date. |
| 6 | Derivative | RESTRICTED STOCK UNITS | 2022-11-05 | M | D | 3,942 | $0.00 | 11,826 | D | $0.00 · — to — | 3,942 COMMON STOCK | (F1) Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. (F3) On November 5, 2020, the reporting person was granted 19,710 RSUs, vesting in five equal annual installments beginning on the first anniversary of the grant date. |