Form 4 for ALK ALASKA AIR GROUP, INC.
Accepted 2023-11-07 00:00:00 ET · period of report 2023-11-05 · accession 0001451455-23-000008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-07 | 2023-11-05 | ALK | MINICUCCI BENITO | CEO AND Pres, Dir | F - Tax | $33.56 | -3,492 | 119.9K | -3% | -$117.2K |
| DM | 2023-11-07 | 2023-11-05 | ALK | MINICUCCI BENITO | CEO AND Pres, Dir | M - OptEx | $0.00 | +8,872 | 121.4K | +8% | $0 |
| DM | 2023-11-07 | 2023-11-05 | ALK | MINICUCCI BENITO | CEO AND Pres, Dir | M - OptEx | $0.00 | -8,872 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2023-11-05 | F | D | 1,940 | $33.56 | 117,496 | D | — | — | (F2) The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person. |
| 2 | Common | COMMON STOCK | 2023-11-05 | M | A | 4,930 | $0.00 | 119,436 | D | — | — | (F1) Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. |
| 3 | Common | COMMON STOCK | 2023-11-05 | F | D | 1,552 | $33.56 | 119,886 | D | — | — | (F2) The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person. |
| 4 | Common | COMMON STOCK | 2023-11-05 | M | A | 3,942 | $0.00 | 121,438 | D | — | — | (F1) Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. |
| 5 | Derivative | RESTRICTED STOCK UNITS | 2023-11-05 | M | D | 3,942 | $0.00 | 7,884 | D | $0.00 · — to — | 3,942 COMMON STOCK | (F1) Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. (F4) The RSUs disposed were from a grant of 19,710 RSUs awarded on November 5, 2020, that vest in five equal annual installments of 3,942 shares beginning on the first anniversary of the grant date. |
| 6 | Derivative | RESTRICTED STOCK UNITS | 2023-11-05 | M | D | 4,930 | $0.00 | 0 | D | $0.00 · — to — | 4,930 COMMON STOCK | (F1) Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. (F3) The RSUs disposed were from a grant of 14,790 RSUs awarded on November 5, 2020, that vested in three equal annual installments of 4,930 shares beginning on the first anniversary of the grant date. |