Form 4 for ALK ALASKA AIR GROUP, INC.
Accepted 2024-11-07 00:00:00 ET · period of report 2024-11-05 · accession 0001451455-24-000008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-07 | 2024-11-05 | ALK | MINICUCCI BENITO | CEO AND Pres, Dir | F - Tax | $48.56 | -1,552 | 141.2K | -1% | -$75.4K |
| D | 2024-11-07 | 2024-11-05 | ALK | MINICUCCI BENITO | CEO AND Pres, Dir | M - OptEx | $0.00 | +3,942 | 142.8K | +3% | $0 |
| D | 2024-11-07 | 2024-11-05 | ALK | MINICUCCI BENITO | CEO AND Pres, Dir | M - OptEx | $0.00 | -3,942 | 3,942 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2024-11-05 | F | D | 1,552 | $48.56 | 141,244 | D | — | — | (F2) The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person. |
| 2 | Common | COMMON STOCK | 2024-11-05 | M | A | 3,942 | $0.00 | 142,796 | D | — | — | (F1) Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. |
| 3 | Derivative | RESTRICTED STOCK UNITS | 2024-11-05 | M | D | 3,942 | $0.00 | 3,942 | D | $0.00 · — to — | 3,942 COMMON STOCK | (F1) Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. (F3) The RSUs vesting were from a grant of 19,710 shares awarded on November 5, 2020, that vest annually in 20% installments, or 3,942 shares, on each of the first five anniversaries of the grant date. The final installment of 3,942 shares will vest on 11/5/2025. |