Form 4 for ALK ALASKA AIR GROUP, INC.
Accepted 2025-02-11 00:00:00 ET · period of report 2025-02-07 · accession 0001451455-25-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-02-11 | 2025-02-07 | ALK | MINICUCCI BENITO | CEO AND Pres, Dir | M - OptEx | $0.00 | +15.1K | 126.3K | +14% | $0 |
| DM | 2025-02-11 | 2025-02-07+ | ALK | MINICUCCI BENITO | CEO AND Pres, Dir | F - Tax | $73.76 | -18.9K | 141.2K | -12% | -$1.39M |
| D | 2025-02-11 | 2025-02-11 | ALK | MINICUCCI BENITO | CEO AND Pres, Dir | A - Grant | $0.00 | +33.8K | 154.6K | +28% | $0 |
| D | 2025-02-11 | 2025-02-07 | ALK | MINICUCCI BENITO | CEO AND Pres, Dir | M - OptEx | $0.00 | -15.1K | 0 | -100% | $0 |
| D | 2025-02-11 | 2025-02-11 | ALK | MINICUCCI BENITO | CEO AND Pres, Dir | A - Grant | $0.00 | +46.5K | 46.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2025-02-07 | M | A | 15,110 | $0.00 | 126,298 | D | — | — | (F1) Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. |
| 2 | Common | COMMON STOCK | 2025-02-07 | F | D | 5,591 | $75.92 | 120,707 | D | — | — | (F2) The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person. |
| 3 | Common | COMMON STOCK | 2025-02-11 | F | D | 13,319 | $72.85 | 141,234 | D | — | — | (F4) REFLECTS AN ADDITIONAL 2,440 RESTRICTED STOCK UNITS REFERRED TO IN FOOTNOTE 1 ON THE FORM 4 FILED ON 02/16/2017 WHICH WERE INADVERTENTLY EXCLUDED FROM COLUMN 5 IN SUCH FORM 4 AND IN SUBSEQUENT REPORTS. ALSO REFLECTS AN ADDITIONAL 16 SHARES OF COMMON STOCK THAT ARE BENEFICIALLY OWNED BY THE REPORTING PERSON WHICH WERE NOT ATTRIBUTED DUE TO A CALCULATION ERROR RELATED TO A STOCK SPLIT THAT OCCURRED IN JULY 2014. (F5) The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of PSUs and settled with shares by the reporting person. |
| 4 | Common | COMMON STOCK | 2025-02-11 | A | A | 33,846 | $0.00 | 154,553 | D | — | — | (F3) The acquisition resulted from the vesting of Performance Stock Units (PSUs) pursuant to the attainment of certain performance goals over a three-year period ending December 31, 2024, in accordance with the terms of a PSU award granted under the Issuer's 2016 Performance Incentive Plan and per approval by the Board's Compensation Committee on February 11, 2025. |
| 5 | Derivative | RESTRICTED STOCK UNITS | 2025-02-07 | M | D | 15,110 | $0.00 | 0 | D | $0.00 · 2025-02-07 to 2032-02-07 | 15,110 COMMON STOCK | (F1) Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. (F6) RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS. |
| 6 | Derivative | RESTRICTED STOCK UNITS | 2025-02-11 | A | A | 46,460 | $0.00 | 46,460 | D | $0.00 · — to — | 46,460 COMMON STOCK | (F1) Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis. (F7) The RSU vest in annual 1/3 increments over three years (2/11/2026, 2/11/2027 and 2/11/2028). |