Form 4 for ALK ALASKA AIR GROUP, INC.
Accepted 2026-09-24 17:31:31 ET · period of report 2026-09-22 · accession 0001451455-26-000013 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-09-24 17:31 | 2026-09-22 | ALK | MINICUCCI BENITO | CEO AND Pres, Dir | M - OptEx | $0.00 | +2,698 | 259.3K | +1% | $0 |
| D | 2026-09-24 17:31 | 2026-09-22 | ALK | MINICUCCI BENITO | CEO AND Pres, Dir | F - Tax | $49.91 | -2,698 | 256.6K | -1% | -$134.7K |
| D | 2026-09-24 17:31 | 2026-09-22 | ALK | MINICUCCI BENITO | CEO AND Pres, Dir | M - OptEx | $0.00 | -2,698 | 69.6K | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2026-09-22 | M | A | 2,698 | $0.00 | 259,280 | D | — | — | (F1) The transactions reported on Table I and Table II represent the simultaneous settlement of a portion of unvested RSUs and the subsequent withholding of the underlying shares by the Issuer solely to satisfy mandatory FICA and related payroll tax obligations triggered by the original RSU grant no longer being subject to a substantial risk of forfeiture. No actual shares of common stock were delivered to or sold by the Reporting Person. The remaining underlying RSUs continue to be unvested and subject to the original time-based vesting conditions the award was granted under. These transactions are exempt from Section 16(b) pursuant to Rule 16b-3(e). (F2) Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. |
| 2 | Common | COMMON STOCK | 2026-09-22 | F | D | 2,698 | $49.91 | 256,582 | D | — | — | (F1) The transactions reported on Table I and Table II represent the simultaneous settlement of a portion of unvested RSUs and the subsequent withholding of the underlying shares by the Issuer solely to satisfy mandatory FICA and related payroll tax obligations triggered by the original RSU grant no longer being subject to a substantial risk of forfeiture. No actual shares of common stock were delivered to or sold by the Reporting Person. The remaining underlying RSUs continue to be unvested and subject to the original time-based vesting conditions the award was granted under. These transactions are exempt from Section 16(b) pursuant to Rule 16b-3(e). |
| 3 | Derivative | RESTRICTED STOCK UNITS | 2026-09-22 | M | D | 2,698 | $0.00 | 69,612 | D | — · — to — | 2,698 COMMON STOCK | (F2) Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. (F1) The transactions reported on Table I and Table II represent the simultaneous settlement of a portion of unvested RSUs and the subsequent withholding of the underlying shares by the Issuer solely to satisfy mandatory FICA and related payroll tax obligations triggered by the original RSU grant no longer being subject to a substantial risk of forfeiture. No actual shares of common stock were delivered to or sold by the Reporting Person. The remaining underlying RSUs continue to be unvested and subject to the original time-based vesting conditions the award was granted under. These transactions are exempt from Section 16(b) pursuant to Rule 16b-3(e). (F3) The RSUs being disposed were from a grant of 72,310 RSUs that subsequent to the reported transaction will now vest in three annual installments as follows: 21,405 shares on February 10, 2027; 24,103 shares on February 10, 2028; and 24,104 shares on February 10, 2029. (F3) The RSUs being disposed were from a grant of 72,310 RSUs that subsequent to the reported transaction will now vest in three annual installments as follows: 21,405 shares on February 10, 2027; 24,103 shares on February 10, 2028; and 24,104 shares on February 10, 2029. |