Form 4 for PTEN PATTERSON UTI ENERGY INC
Accepted 2026-05-04 19:38:51 ET · period of report 2026-04-30 · accession 0001453799-26-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-05-04 19:38 | 2026-04-30 | PTEN | Smith Charles Andrew | EVP, CFO | A - Grant | $0.00 | +57.5K | 752.8K | +8% | $0 |
| D | 2026-05-04 19:38 | 2026-05-01 | PTEN | Smith Charles Andrew | EVP, CFO | F - Tax | $12.22 | -14.4K | 738.4K | -2% | -$175.4K |
| D | 2026-05-04 19:38 | 2026-05-01 | PTEN | Smith Charles Andrew | EVP, CFO | M - OptEx | — | +24.0K | 762.4K | +3% | — |
| D | 2026-05-04 19:38 | 2026-05-01 | PTEN | Smith Charles Andrew | EVP, CFO | D - Sale to Iss | $10.80 | -24.0K | 738.4K | -3% | -$259.6K |
| D | 2026-05-04 19:38 | 2026-04-30 | PTEN | Smith Charles Andrew | EVP, CFO | A - Grant | — | +38.4K | 110.5K | +53% | — |
| D | 2026-05-04 19:38 | 2026-05-01 | PTEN | Smith Charles Andrew | EVP, CFO | M - OptEx | — | -24.0K | 86.5K | -22% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-04-30 | A | A | 57,500 | $0.00 | 752,755 | D | — | — | (F1) Restricted stock units that convert into shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), on a one-for-one basis. One-third of the restricted stock units vests on each of April 30, 2027, April 30, 2028 and April 30, 2029. |
| 2 | Common | Common Stock | 2026-05-01 | F | D | 14,357 | $12.22 | 738,398 | D | — | — | (F2) Shares disposed to pay applicable withholding taxes on Restricted Stock Units converted into Common Stock on May 1, 2026. |
| 3 | Common | Common Stock | 2026-05-01 | M | A | 24,033 | — | 762,431 | D | — | — | (F3) Reflects the settlement of cash-settled restricted stock units that vested on May 1, 2026. |
| 4 | Common | Common Stock | 2026-05-01 | D | D | 24,033 | $10.80 | 738,398 | D | — | — | (F4) No shares were actually issued, disposed or sold. Under applicable SEC guidance, cash settlement of restricted stock units is deemed to involve the conversion of the cash-settled restricted stock units into the underlying common stock and the simultaneous disposition of the common stock to the Company for cash. Accordingly, Table 1 uses Transaction Code D to report the cash-settled restricted stock unit settlement. |
| 5 | Derivative | Cash-Settled Restricted Stock Units | 2026-04-30 | A | A | 38,400 | — | 110,500 | D | — · — to — | 38,400 Common Stock | (F5) Each cash-settled restricted stock unit represents a contingent right to receive cash in an amount equal to the value of one share of Common Stock on the applicable vesting date. One-third of the cash-settled restricted stock units vests on each of April 30, 2027, April 30, 2028 and April 30, 2029. (F5) Each cash-settled restricted stock unit represents a contingent right to receive cash in an amount equal to the value of one share of Common Stock on the applicable vesting date. One-third of the cash-settled restricted stock units vests on each of April 30, 2027, April 30, 2028 and April 30, 2029. (F5) Each cash-settled restricted stock unit represents a contingent right to receive cash in an amount equal to the value of one share of Common Stock on the applicable vesting date. One-third of the cash-settled restricted stock units vests on each of April 30, 2027, April 30, 2028 and April 30, 2029. (F5) Each cash-settled restricted stock unit represents a contingent right to receive cash in an amount equal to the value of one share of Common Stock on the applicable vesting date. One-third of the cash-settled restricted stock units vests on each of April 30, 2027, April 30, 2028 and April 30, 2029. |
| 6 | Derivative | Cash-Settled Restricted Stock Units | 2026-05-01 | M | D | 24,033 | — | 86,467 | D | — · — to — | 24,033 Common Stock | (F3) Reflects the settlement of cash-settled restricted stock units that vested on May 1, 2026. (F3) Reflects the settlement of cash-settled restricted stock units that vested on May 1, 2026. (F3) Reflects the settlement of cash-settled restricted stock units that vested on May 1, 2026. (F3) Reflects the settlement of cash-settled restricted stock units that vested on May 1, 2026. |