Form 4 for UVSP UNIVEST FINANCIAL Corp
Accepted 2022-03-17 00:00:00 ET · period of report 2022-03-15 · accession 0001454969-22-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-17 | 2022-03-15 | UVSP | BROBST DUANE J | Sr EVP, Chief Credit Off | M - OptEx | $0.00 | +3,645 | 52.5K | +7% | $0 |
| D | 2022-03-17 | 2022-03-15 | UVSP | BROBST DUANE J | Sr EVP, Chief Credit Off | F - Tax | $28.21 | -1,042 | 53.9K | -2% | -$29.4K |
| D | 2022-03-17 | 2022-03-15 | UVSP | BROBST DUANE J | Sr EVP, Chief Credit Off | J - Other | $0.00 | -29 | 54.9K | -0.1% | $0 |
| DM | 2022-03-17 | 2022-03-15 | UVSP | BROBST DUANE J | Sr EVP, Chief Credit Off | M - OptEx | $0.00 | -3,645 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common | 2022-03-15 | M | A | 516 | $0.00 | 52,142.66 | D | — | — | (F2) INCLUDES 9,627.6605 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. (F1) REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. |
| 2 | Common | Common | 2022-03-15 | F | D | 1,042 | $28.21 | 53,850.66 | D | — | — | (F2) INCLUDES 9,627.6605 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. |
| 3 | Common | Common | 2022-03-15 | M | A | 2,450 | $0.00 | 54,921.66 | D | — | — | (F2) INCLUDES 9,627.6605 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. (F3) REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF PERFORMANCE-BASED RESTRICTED STOCK UNITS. |
| 4 | Common | Common | 2022-03-15 | J | D | 29 | $0.00 | 54,892.66 | D | — | — | (F4) VESTED SHARES CANCELLED DUE TO EVALUATION OF PERFORMANCE FACTORS AFTER MEASUREMENT PERIOD. (F2) INCLUDES 9,627.6605 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. |
| 5 | Common | Common | 2022-03-15 | M | A | 350 | $0.00 | 51,626.66 | D | — | — | (F2) INCLUDES 9,627.6605 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. (F1) REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. |
| 6 | Common | Common | 2022-03-15 | M | A | 329 | $0.00 | 52,471.66 | D | — | — | (F2) INCLUDES 9,627.6605 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. (F1) REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. |
| 7 | Derivative | Restricted Stock Units | 2022-03-15 | M | D | 350 | $0.00 | 0 | D | — · 2020-03-15 to 2022-03-15 | 350 Common | (F1) REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. |
| 8 | Derivative | Restricted Stock Units | 2022-03-15 | M | D | 516 | $0.00 | 516 | D | — · 2021-03-15 to 2023-03-15 | 516 Common | (F1) REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. (F5) RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. |
| 9 | Derivative | Restricted Stock Units | 2022-03-15 | M | D | 329 | $0.00 | 658 | D | — · 2022-03-15 to 2024-03-15 | 329 Common | (F1) REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. (F5) RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. |
| 10 | Derivative | Performance Restricted Stock Units | 2022-03-15 | M | D | 2,450 | $0.00 | 0 | D | — · 2022-03-15 to 2022-03-15 | 2,450 Common | (F3) REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF PERFORMANCE-BASED RESTRICTED STOCK UNITS. |